Search for: "Hedge Fund Lawyer"
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11 Jun 2008, 1:59 pm
Defendant Gevity Ventures was organized in February of 2007 and operates as a boutique hedge fund. [read post]
10 Mar 2011, 4:55 pm
New responsibilities given to the SEC and CFTC include oversight of the derivatives market and hedge fund advisors; registration of municipal advisors and security-based swap participants; enhanced supervision of credit rating agencies and clearinghouses; greater disclosure and risk retention regarding asset-backed securities; and creation of a new whistleblower program. [read post]
24 Oct 2014, 3:52 am
[Section 2(d) refusal to register FLATIRON PARTNERS for "managing hedge fund portfolios directed to high wealth, sophisticated individual investors and to sophisticated non-hedge fund corporate entities" in view of the registered mark FLATIRON CAPITAL (standard characters) for"financing and loan services"]. [read post]
4 Oct 2022, 7:00 am
Silver Law Group represents individual investors and institutions in claims against investment advisors, brokerage firms, hedge funds and others. [read post]
11 May 2022, 7:20 am
Executives in many Greenwich and Stamford Connecticut finance, hedge fund, tech and insurance industries are being wrongfully accused of sexual harassment, when in reality, they neither violated the law, nor violated company policy. [read post]
16 Nov 2010, 9:02 pm
The answer I got from those to whom I talked is that this is part of a larger trend of hedge funds and others looking for investments that are not in any way correlated to the overall market. [read post]
28 Mar 2012, 7:51 am
Gupta, who is charged with leaking Goldman’s boardroom secrets to his friend, the convicted hedge fund manager Raj Rajaratnam, is scheduled to go on trial May 21. [read post]
11 May 2011, 4:38 pm
The woman - Barbara, a managing partner at a hedge fund - was in the throes of a merger when I met her. [read post]
10 Aug 2011, 9:37 am
Reuters on August 10, 2011 released the following: "By Andrew Longstreth (Reuters) - Prosecutors asked a federal judge to sentence Raj Rajaratnam to as much as 24-1/2 years in prison, calling the Galleon Group hedge fund founder "arguably the most egregious violator" of insider trading laws ever to be caught. [read post]
10 Aug 2011, 9:37 am
Reuters on August 10, 2011 released the following: "By Andrew Longstreth (Reuters) - Prosecutors asked a federal judge to sentence Raj Rajaratnam to as much as 24-1/2 years in prison, calling the Galleon Group hedge fund founder "arguably the most egregious violator" of insider trading laws ever to be caught. [read post]
18 Mar 2011, 2:13 pm
Defense attorneys in several of the federal criminal trials involving traders at the Galleon Group hedge fund have challenged the admissibility of wiretapping evidence obtained by the FBI. [read post]
24 May 2007, 10:32 am
Cross-fertilisation into asset management, trusts, tax, off-shore, private equity, hedge fund? [read post]
19 Jun 2008, 4:42 pm
We’ve visited the topic of the perp walk before, but we thought that given the former Bear Stearns hedge fund managers being forced to do the walk earlier today, it was high time to revisit the issue. [read post]
30 May 2012, 11:00 am
Harnisch, the New York Court of Appeals ruled that there is no legal protection for a compliance officer at a hedge fund who alleges he was fired because he complained that the CEO was illegally trading company stock. [read post]
6 Aug 2012, 7:03 am
Potential violations were glossed over or missed entirely, and the staff walked out the door shortly afterward with jobs in hand from appreciative investment banks and hedge funds. [read post]
26 Apr 2023, 6:41 am
These funders—including hedge funds, private equity funds, and even sovereign wealth funds—either pay for plaintiffs’ litigation costs with an agreement that they will receive a large portion of any eventual payment, or own shell companies that exist only to profit through litigation. [read post]
27 Mar 2009, 7:35 am
A hedge fund founded by Robert Kramer in 2005, raising $250 million from hedge funds and others to invest in intellectual property. [read post]
12 Dec 2008, 6:04 pm
Officials from both hedge funds did not immediately respond to messages seeking comment about which firms they've hired. [read post]
5 Nov 2010, 5:27 pm
Specifically, the shareholders alleged that the prospectuses of several of the funds created the misleading impression that the adviser would implement measures to curb market timing in the funds when in fact secret arrangements with several hedge funds permitted market timing transactions. [read post]
