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5 Jul 2010, 3:20 pm
What -- what -- give us an example of a case where they perhaps didn't go as far as they could have.NEOMI RAO: Well, I think the -- the Sarbanes-Oxley accounting board case is one such case. [read post]
22 Feb 2008, 5:01 am
The first reality of human nature is, according to Peter, that most senior executives of companies now coming under financial pressure think they're very smart. [read post]
27 Feb 2017, 6:41 am
A violation of the Sarbanes-Oxley Act, which prohibits altering a tangible object in order to impede an investigation? [read post]
4 Jan 2009, 6:44 am
They're all politicians. [read post]
31 Aug 2012, 2:00 am
Res. [read post]
21 Jul 2010, 11:34 pm
Justice Sotomayor is a strong presence at oral argument, like Justices Scalia and Breyer.One final statistic of note, especially to those of us who practice primarily in the Ninth Circuit: we're no longer the black sheep of the federal courts. [read post]
15 Oct 2010, 5:47 am
And while you're at it, please participate in this "Quick Survey on Disclosure Controls and Disclosure Committees. [read post]
16 Dec 2011, 7:57 am
Learning what Sarbanes-Oxley or Dodd-Frank says without understanding what it means in practice is useless. [read post]
26 Sep 2006, 11:06 am
When Sarbanes-Oxley passed, did you foresee an upswing in "private equity" work? [read post]
7 Jun 2017, 1:12 pm
They’re Real. [read post]
9 Aug 2011, 7:30 am
We recently wrote, for example, about the extremely limited scope of the much ballyhooed whistle blower law, Sarbanes-Oxley. [read post]
7 Jun 2017, 1:12 pm
They’re Real. [read post]
7 Apr 2017, 6:00 am
Elson, University of Delaware, on Friday, March 31, 2017 Tags: Delaware articles, Delaware law, DGCL, Dodd-Frank Act, Incorporations, Jurisdiction, Sarbanes–Oxley Act, Securities regulation, State law, U.S. federal courts As the U.S. [read post]
11 Jun 2023, 9:26 am
Once they’re on the radar as an agency that’s accessed this information, it creates this whole host of reporting requirements they must follow. [read post]
25 May 2007, 5:15 am
What sometimes gets lost, though, is that Sarbanes-Oxley's provisions on internal control reporting and auditing have been resoundingly beneficial to investors. [read post]
11 Jun 2012, 11:12 am
Commercial and investment banks can both get into trouble when they're not regulated. [read post]
23 Mar 2015, 5:00 am
” You’re essentially assuming your adversaries are as ethical as you. [read post]
3 Feb 2012, 4:14 am
We're all stocked up here. [read post]
19 Feb 2007, 1:45 pm
Also, the Sarbanes-Oxley regulations banning non-GAAP financial reporting information on things like non-recurring charges, even though investors might want to see what the financial information looks like without the non-recurring charges; the SEC did not evaluate whether providing such information is misleading. [read post]
22 Mar 2012, 3:41 am
Moreover, the Court recently re-emphasized this the importance of this decision by upholding pre-dispute agreements to arbitrate personal injury or wrongful death claims against nursing homes. [read post]
