Search for: "Raymond James and Associates"
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12 Jul 2010, 2:18 am
The poor track record in the auction rate securities cases has not been limited just to companies that had entered regulatory settlements, as was demonstrated, for example, in the dismissal granted in auction rate securities suit filed against Raymond James (about which refer here). [read post]
8 Jul 2010, 7:22 am
(Review of Ian Bremmer, The End of the Free Market: Who Wins the War Between States and Corporations? [read post]
5 Jul 2010, 6:27 am
., Raymond James & Associates, Inc., and Robert W. [read post]
1 Jul 2010, 5:20 pm
Since 1994, Stevens has been the senior Associate Justice and so has been responsible for assigning opinions when the Chief Justice is not in the majority. [read post]
19 Jun 2010, 11:06 pm
The tanker spilled 11 million gallons in Alaska in 1989, but it took nearly two decades for the courts to determine what the company had to pay.Said Raymond James analyst Morris, "Anytime you have lawyers billable by the hour, you know it's going to drag out. [read post]
14 Jun 2010, 8:39 am
He also conducted the investigation the led to fraud charges against Raymond James Financial for the Brite Business fraud.In sum, if you are keeping a watchful eye on compliance, litigation, and regulatory issues—and you should be—the ALI-ABA conference in Boston next month will certainly be worth the price of admission.About the AuthorDavid Cosgrove is the managing partner of the law firm of Cosgrove Law, LLC. [read post]
21 May 2010, 3:38 pm
[Likely on consignement from Flechtheim, 1933 – 1934])James Mayor Gallery, London. [read post]
19 May 2010, 4:36 pm
Mike Wendy and I have just released a new PFF white paper, “The Constructive Alternative to Net Neutrality Regulation and Title II Reclassification Wars. [read post]
14 May 2010, 6:00 am
Patients like Raymond Yniguez. [read post]
3 May 2010, 8:56 pm
Raymond James Financial Services Inc., with a $36,046,959 average AUM/rep 4. [read post]
26 Mar 2010, 2:14 am
Drozdoff, a former senior IP associate at Kaye Scholer, discovered that 11 pages of text in Mr. [read post]
26 Mar 2010, 2:14 am
Drozdoff, a former senior IP associate at Kaye Scholer, discovered that 11 pages of text in Mr. [read post]
15 Mar 2010, 10:14 am
Since 1994, Stevens has been the senior Associate Justice and so has been responsible for assigning opinions when the Chief Justice is not in the majority. [read post]
9 Mar 2010, 3:30 pm
Authored by Raymond T. [read post]
9 Mar 2010, 6:24 am
Ct of Appeals, 2d Cir.; James P. [read post]
9 Feb 2010, 11:53 am
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding. [read post]
7 Feb 2010, 6:45 am
In a case involving 20 advisers in 4 branch offices, a securities arbitration panel has ordered Raymond James Associates Inc. to pay $12.1 million to Wells Fargo Advisors LLC for alleged raiding.The award does not provide any detail of the case, but ordered 10,500,000 in compensatory damages, 1,500,000 in attorneys fees and costs. [read post]
24 Dec 2009, 7:01 am
At the back of the line were James Brashear and his 11-year-old son, Tyler. [read post]
3 Dec 2009, 11:27 am
Justice Austin is the Indigenous Peoples Law and Policy Program’s Distinguished Jurist in Residence at the James E. [read post]
2 Dec 2009, 7:49 am
For example, last month, Raymond James & Associates Inc. increased its top deal to 100% of a rep's previous year's fees and commissions, from 80%, according to the article. [read post]
