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19 Mar 2016, 8:38 am
Member States should encourage third countries to implement the UN Guiding Principles on Business and Human Rights and other relevant international standards. [read post]
14 Mar 2016, 2:56 am by Kevin LaCroix
Nationwide Mutual Insurance Company,[3] the Maryland district court held that when a law firm reimburses a customer trust account for which one of the law firm’s partners was the trustee, such loss would be considered a loss under both the “Direct means Direct” and “Proximate Cause” opinions. [read post]
10 Mar 2016, 5:00 am by Rich McHugh
Liberty Mutual Insurance Company that a Vermont state statute that requires health care plans to file informational report with the state is preempted by ERISA to the extent it is intended to apply to self-funded plans. [read post]
10 Mar 2016, 5:00 am
Liberty Mutual Insurance Company that a Vermont state statute that requires health care plans to file informational report with the state is preempted by ERISA to the extent it is intended to apply to self-funded plans. [read post]
8 Mar 2016, 6:00 am by Patricia Klusmeyer
As the Department of Labor’s (“DOL’s”) proposed fiduciary rule awaits final adoption, market participants are starting to predict how it will affect retirement investment advice given that financial advisers such as broker-dealers, investment advisers, insurance companies, and other financial institutions, as well as their representatives, may soon be subjected to heightened fiduciary standards. [read post]
26 Feb 2016, 6:06 am
Securities & Exchange Commission, on Wednesday, February 24, 2016 Tags: Accountability, Boards of Directors, Broker-dealers, Capital formation, Crowdfunding, Disclosure, Dodd-Frank Act,Exchange-traded funds, Financial Regulation, Investor protection, JOBS Act, Proxy access, Proxy voting, SEC, Securities Regulation, Shareholder nominations, Shareholder voting, Swaps, Transparency The Ownership and Trading of Debt Claims in Chapter 11 Restructurings Posted by David Smith, University of… [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
  The Beginning of D&O Insurance   D&O was introduced by the London insurance market in the late 1930s in response to the increase in securities regulation. [read post]
22 Feb 2016, 4:30 am by Samm Sacks
These rules should not be read in isolation, but instead as mutually reinforcing elements of Beijing’s collective effort to increase security controls in cyberspace. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
John Reed Stark David Fontaine In this day and age, the members of the boards of directors of most companies understand that cybersecurity issues are both important and should be a board-level priority. [read post]
3 Dec 2015, 8:26 am by Ronald Mann
Liberty Mutual Insurance Company is that the Court will not dispose of the case with a unanimous opinion. [read post]
2 Dec 2015, 11:29 am by Jaclyn Belczyk
Liberty Mutual Insurance Company [transcript, PDF] to determine whether the Employee Retirement Income Security Act (ERISA) [official backgrounder] preempts a Vermont statute in setting minimum standards for employee health care services. [read post]
22 Nov 2015, 7:53 pm by Kevin LaCroix
Buffett is skeptical of many of the standard governance solutions; he is scathing in his assessment, for instance, of the emphasis corporate governance reformers put on the importance of independent directors, citing as an example the abject failure of the required independent directors of mutual funds to provide effective oversight. [read post]
20 Nov 2015, 8:17 am by S2KM Limited
Fasano emphasized that traditional medical underwriting practices utilized for life settlements or normal life insurance and/or annuities won't work for this class of individuals. [read post]