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27 Sep 2019, 9:05 am by Staff Attorney
According to BrokerCheck records financial advisor Michael Sims (Sims), formerly employed by Wedbush Securities Inc. [read post]
28 Jun 2024, 10:57 am by jeffreynewmanadmin
The Securities and Exchange Commission today charged Consensys Software Inc. with engaging in the unregistered offer and sale of securities through a service it calls MetaMask Staking and with operating as an unregistered broker through MetaMask Staking and another service it calls MetaMask Swaps. [read post]
23 Aug 2022, 3:00 am by Robert Kreisman
Tyler Dahlstrand, 28, was an iron worker employed at Midwest Steel Inc., which FCA US LLC hired as the contractor for a welding project at the Belvedere, Ill., assembly plant. [read post]
28 Feb 2009, 6:00 am
In Site Security Planning and Design Criteria, security expert witness Randall Atlas Ph.D., AIA and Anthony DiGreggario of Atlas Safety & Security Design, Inc. write on security layering: the Onion Philosophy: The first layer is the outside skin of the onion which translates to the site perimeter of the property. [read post]
4 Feb 2016, 8:25 am by Fraud Fighters
The Department of Justice (DOJ)  recently announced the settlement of a qui tam lawsuit against security services company Centerra Services International Inc. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
Pirrello Jr. of Garden State Securities in Hackensack, NJ was suspended after he allegedly exchanged business related text messages, using his personal cell phone, and business related emails, using an unauthorized personal email address, to engage in firm related business with a customer at his member firm, in alleged violation of firm rules. [read post]
16 May 2014, 11:41 am by Yaron Dori
Inc.; George Salem, Senior Product Manager at Google Inc.; and Craig Spiezle, Executive Director, Founder, and President of the Online Trust Alliance. [read post]
26 Apr 2021, 9:05 pm by Marlon Paz
Retail investors instigated the market volatility when they collectively executed an investment strategy using the social media site Reddit’s “WallStreetBets” subchannel to identify securities in which hedge funds had amassed significant short interest positions. [read post]
20 Jun 2017, 8:41 am by Renae Lloyd
      The post ARC Healthcare Trust III Sale of Assets to Healthcare Trust Inc. appeared first on White Securities Law. [read post]
25 Aug 2017, 8:33 am by Hunton & Williams LLP
On August 15, 2017, the FTC announced that it had reached a settlement with Uber, Inc., over allegations that the ride-sharing company had made deceptive data privacy and security representations to its consumers. [read post]
3 Oct 2011, 12:30 pm
Berger was indicted for conspiracy to commit securities fraud and wire fraud for his role in an international pump and dump stock scheme, the Securities and Exchange Commission, or SEC, has settled failure to supervise charges against Bergerandrsquo;s former employer, Gilford Securities Inc. of New York. [read post]