Search for: "Securities America Financial Corporation"
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Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Merrill Lynch also engaged in significant remediation in response to the Rule 21F-17 violation, including the revision of its agreements, policies and procedures, and the implementation of a mandatory annual whistleblower-training program for all employees of Merrill Lynch and its parent corporation, Bank of America. [read post]
11 Apr 2022, 7:40 am
(formerly Business Development Corporation of America (BDCA)) to investors. [read post]
12 May 2009, 6:23 am
The current Bank of America's predecessors include NationsBank, NCNB, First National Bank of Boston, Security Pacific, Continental Illinois, LaSalle Bank, Fleet, Norstar, Maryland National Bank and the old Bank of America. [read post]
30 Dec 2009, 11:37 am
Perhaps after getting its proposed $33 million settlement with Bank of America rejected by the Southern District of New York, in part, for not naming one single employee for allegedly making misstatements concerning the bank’s merger with Merrill Lynch, the Securities and Exchange Commission is taking notice and might begin to target individuals behind a company’s violations “with renewed vigor,” according to a new report from NERA Economic Consulting. [read post]
19 Mar 2015, 2:44 pm
However, Corporate America and its front groups have found a loophole in the SCRA that allows them to violate the act without being held accountable—forced arbitration. [read post]
31 Aug 2020, 3:00 pm
-listed corporations. [read post]
6 Oct 2011, 11:58 am
The new Securities and Exchange Commission's Office of the Whistleblower opened on August 12, 2011. [read post]
7 Aug 2017, 8:53 am
At times, government bureaus also measure tax expenditures from the payroll taxes that fund social insurance programs like Social Security. [read post]
9 Feb 2010, 9:51 am
On Monday, the SEC went back to Judge Rakoff to justify its (now) proposed $150 million settlement with Bank of America. [read post]
8 Sep 2011, 4:07 pm
While admitting that funding Social Security was not working, he openly broke Republican ranks with his rallying cry to save the program — depended upon by millions — by making it financially secure. [read post]
8 Apr 2009, 2:32 pm
" In the past, even if the fund invested in commercial paper, it would only do so in extremely creditworthy corporations, thereby preserving an investors' principal and paying interest, minus expenses, by investing in highly rated securities. [read post]
15 Oct 2011, 8:36 am
Be as it may, no one can deny the fact that the global economy, including, but not limited to, America's current financial status is in dire straits. [read post]
20 Sep 2023, 9:04 pm
As the world’s biggest meat company, JBS has enjoyed financial backing from Bank of America, BlackRock, Citibank, and Barclays. [read post]
16 Sep 2008, 9:25 am
Unlike cost-obsessed corporate clients, financial clients have generally been willing to pay 'full-rate' or premium fees to their favoured firms. [read post]
1 Feb 2022, 6:39 am
“Right now, China and other bad actors are threatening our national security and global financial stability,” said Rep. [read post]
18 May 2022, 9:01 pm
For example, debt capital markets account for 80 percent of financing for non-financial corporations in the U.S. [read post]
7 Jun 2010, 11:54 am
Non-traded REITs such as Behringer Harvard REIT I, Behringer Harvard Opportunity, Wells Real Estate Investment Trust II, Inland America Real Estate Trust and Inland Western Retail Real Estate Trust may become more transparent thanks to a new platform under development by the Depository Trust and Clearing Corporation (DTCC). [read post]
5 Dec 2020, 12:58 pm
Treasury Department’s Financial Crimes Enforcement Network (FinCEN) to securely collect company beneficial ownership information, specifically the names, dates of birth, and addresses of the actual owners of corporations, limited liability companies, and similar entities formed under state law. [read post]
13 Apr 2011, 4:11 pm
Yes, it is inefficient but should we trust corporate America and their CEOs to do the right thing? [read post]
16 Aug 2018, 5:52 am
” Pakistan is going through a grave financial crisis. [read post]
