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4 Dec 2020, 11:03 am
Towson-based Stanley Black & Decker has joined United Way of Central Maryland in the organization’s efforts to close the digital divide in the greater Baltimore area with a $100,000 gift. [read post]
2 Jul 2014, 7:15 pm
Stanley has asked that I post his response, and I'm happy to do so. [read post]
5 Feb 2010, 9:19 pm
Upholding a lower court’s decision, the U.S. [read post]
16 Feb 2016, 9:12 am
The settlements relate to Morgan Stanley’s marketing, underwriting, and issuance of RMBS from 2005-2007. [read post]
6 Oct 2011, 11:26 am
The Wall Street Journal, China Real Time Report, August 31, 2011 by Stanley Lubman http://blogs.wsj.com/chinarealtime/2011/08/31/dont-overlook-chinas-ordinary-laywers/ There is a relatively small number of activist Chinese lawyers (commonly referred to as “rights protectors”) who specialize in representing Chinese citizens whose rights are violated by government agencies…. [read post]
5 Mar 2012, 10:17 am
The Wall Street Journal, February 7, 2012 by Stanley Lubman http://on.wsj.com/y2fQU0 How the new law operates will depend on the mindset of participants in the Chinese “political-legal system” who will be required to put the law into practice…. [read post]
13 Jan 2012, 4:40 pm
The Wall Street Journal, December 23, 2011 by Stanley Lubman http://blogs.wsj.com/chinarealtime/2011/12/23/chinas-wukan-protest-will-rights-awareness-spread/? [read post]
14 Mar 2023, 7:48 pm
CNBC: Morgan Stanley is rolling out an advanced chatbot powered by OpenAI’s latest technology to help the bank’s army of financial advisors, CNBC has learned. [read post]
26 Mar 2009, 9:39 am
DeMizio, formerly the head of Morgan Stanley's domestic securities lending desk, was accused of routinely directing Morgan Stanley stock-loan business to two stock finders in exchange for kickbacks and bribes paid to his brother and father from the 1990s through 2003. [read post]
15 Jan 2007, 12:42 pm
Via K&L Gates From the New York Times: By Gretchen Morgenson "The NASD, the nation's largest self-regulatory organization for the securities industry, accused Morgan Stanley yesterday of routinely failing to provide e-mail messages to aggrieved customers who had filed arbitration cases against the firm over three and a half years and with making false claims that millions of e-mail messages in its possession had been lost in the Sept. 11 attack on the World… [read post]
30 Jun 2009, 1:55 am
District Court for the Southern District of New York, based upon Morgan Stanley's alleged sale of Auction Rate Securities ("ARS") to Ashland. [read post]
1 Nov 2017, 11:28 am
Morgan Stanley, through its predecessor firm Citigroup Global Markets, Inc. [read post]
5 Apr 2012, 1:19 am
Well let’s just say the planned downgrade has caused a stir at Morgan Stanley. [read post]
5 Apr 2012, 6:19 am
Well let’s just say the planned downgrade has caused a stir at Morgan Stanley. [read post]
7 Oct 2022, 11:04 am
In fact, contribution into Morgan Stanley’s deferred compensation program begins on the first day. [read post]
12 May 2012, 4:25 am
FINRA has announced that three of the country's largest brokerage firm: Citigroup Global Markets, Inc ("Citigroup"); Morgan Stanley & Co., LLC ("Morgan Stanley"); UBS Financial Services ("UBS"); and Wells Fargo Advisors, LLC ("Wells Fargo") were sanctioned for sales of leveraged and inverse exchange-traded funds ("ETFs") without reasonable supervision and without a reasonable basis for recommending these ETFs. [read post]
12 May 2012, 4:25 am
FINRA has announced that three of the country's largest brokerage firm: Citigroup Global Markets, Inc ("Citigroup"); Morgan Stanley & Co., LLC ("Morgan Stanley"); UBS Financial Services ("UBS"); and Wells Fargo Advisors, LLC ("Wells Fargo") were sanctioned for sales of leveraged and inverse exchange-traded funds ("ETFs") without reasonable supervision and without a reasonable basis for recommending these ETFs. [read post]
16 Jun 2014, 7:09 am
Morgan Stanley Smith Barney actually adopted a policy related to the solicitation of IPO’s. [read post]
17 Sep 2010, 8:11 am
MBBP Patent Attorney Stanley [...] [read post]
17 Nov 2003, 6:07 am
In Monday's corporations law news, Morgan Stanley has agreed to pay a fine of $50 million as part of a settlement with the Securities and Exchange Commission and the National Association of Securities Dealers regarding disclosure of fees and other information to investors who had bought certain mutual funds since the beginning of 2000. [read post]
