Search for: "State v. Investors Security Corporation"
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23 Feb 2024, 6:52 am
In the complaint against the SEC in a Texas district court, Lejilex and Crypto Freedom Alliance of Texas ask for a declaratory judgment that Lejilex’s crypto exchange is not subject to SEC registration and that the crypto trades on the exchange are not sales of securities (Lejilex v. [read post]
5 Jun 2012, 8:14 am
Ferrer stated, "Our primary goal in creating the Securities and Investment Fraud Initiative was to protect investors from fraud and to restore the integrity of the securities market. [read post]
5 Jun 2012, 8:14 am
Ferrer stated, "Our primary goal in creating the Securities and Investment Fraud Initiative was to protect investors from fraud and to restore the integrity of the securities market. [read post]
11 Mar 2022, 1:05 pm
The KJK securities team can offer legal counsel across the spectrum of corporate and securities law. [read post]
18 Jan 2022, 1:55 pm
The complaint purports to be filed on behalf of a class of investors who purchased the company’s securities between November 27, 2020 (that is, shortly after the SPAC merger was completed) and April 14, 2021 (that is, the day before the Scorpion Capital article). [read post]
1 Dec 2009, 4:30 pm
Morrison v. [read post]
25 Apr 2024, 1:28 pm
The Court contrasted the language of Rule 10b-5(b) with the language of Section 11(a) of the Securities Act of 1933, which prohibits a registration statement that “contain[s] an untrue statement of a material fact or omit[s] to state a material fact required to be stated therein or necessary to make the statements therein not misleading. [read post]
15 Apr 2009, 8:00 am
In Rubke v. [read post]
15 Aug 2008, 5:38 am
Although the defendants in United States v. [read post]
28 Nov 2011, 3:00 am
The Court of Appeals combined oral argument in Roni with a second case, Assured Guaranty (UK) Ltd. v. [read post]
7 Jun 2007, 5:10 am
As the court stated “we are aware of no case imposing §10(b) or Rule 10b-5 liability on a business that entered into an arm’s length non-securities transaction with an entity that then used the transaction to publish false and misleading statements to its investors and analysts. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Thursday, March 18, 2021 Tags: Asset management, Institutional Investors, Mutual funds, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting, Transparency [read post]
25 Oct 2020, 3:09 pm
The Court of Chancery recently barred a Scientific Games Corp. investor from suing ex-Chairman Ron Perelman and his “hand-picked” directors in Delaware because the plaintiff couldn’t prove it was tricked into approving a mandatory forum selection bylaw requiring all corporate governance charges to be tried in Nevada where officers and directors would allegedly be shielded, in Sylebra Capital Partners Master Fund Ltd. et al. v. [read post]
17 Aug 2011, 5:00 am
John Fund, Inc. v. [read post]
9 Apr 2014, 11:54 am
Even though the investors, acting collectively, had the authority to remove the property manager, the efforts by the property manager were no less dominant and essential to the success of the enterprise than are the efforts of the management of a corporation. [read post]
10 Jan 2019, 12:32 pm
” The Court noted that the registration statement did not disclose the Parent’s need to secure the $169 million loan, which “likely would have alerted potential investors of material risks, otherwise unknown to the public. [read post]
24 Aug 2022, 9:01 pm
SEC Chair Gary Gensler stated that the climate disclosure proposal would “provide investors with consistent, comparable, and decision-useful information for making their investment decisions, and it would provide consistent and clear reporting obligations for issuers. [read post]
2 Jan 2024, 9:05 pm
United States, 445 U.S. 222 (1980). [3] Dirks v. [read post]
1 May 2010, 7:15 am
The very possibility of a corporate turnaround has encouraged investors to take risk in buying discounted equity and debt in restructurings, where there would be far less interest in asset trading in liquidations. [read post]
11 Aug 2014, 2:11 pm
" Footnote 2 cites to Nautilus v. [read post]
