Search for: "U.S. Compliance Corporation"
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7 Mar 2016, 6:55 am
The U.S. [read post]
12 Mar 2023, 2:09 pm
On January 17th, the U.S. [read post]
26 Mar 2012, 5:56 am
The U.S. [read post]
1 Oct 2023, 9:01 pm
On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year. [read post]
7 Oct 2016, 4:44 am
These orders, separated into a primary order (for the government) and a secondary order (for a corporation), permitted the NSA to receive compelled telephony metadata records – but not the content of any calls – strictly for counter-terrorism purposes under a regime that limited primarily the retention and use of those records. [read post]
15 Jun 2022, 3:03 am
CFIUS is ultimately concerned with protecting the national security of the U.S. via a National Security Agreement (NSA) with the business. [read post]
7 Apr 2014, 6:24 am
On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new compliance requirements on The Options Clearing Corporation (“OCC”), The Depository Trust Company (“DTC”), National Securities Clearing Corporation (“NSCC”), Fixed Income Clearing Corporation (“FICC”) and ICE Clear Europe. [read post]
5 Aug 2017, 5:37 pm
Develop a working familiarity with the U.S. [read post]
5 Nov 2021, 1:06 pm
Monaco announced important changes to the U.S. [read post]
26 Feb 2013, 6:21 am
The Harvard Law School Forum on Corporate Governance and Financial Regulation, Stanford University’s Rock Center for Corporate Governance, the National Investor Relations Institute (NIRI), the Shareholder Forum and Compliance Week also endorsed the survey by distributing it to their members and readers. [read post]
20 Dec 2021, 6:16 am
It sparked the corporate responsibility movement, which continues to impact corporate and leadership ethics and compliance with law. [read post]
3 Oct 2023, 2:28 pm
She helps clients worldwide to raise, invest and manage capital from U.S. and non-U.S. investors. [read post]
24 Feb 2023, 3:35 am
On Wednesday, the Department of Justice announced a new corporate voluntary self-disclosure (VSD) policy that is applicable to all 94 U.S. [read post]
30 Jan 2020, 1:51 am
The SFO’s guidance on expectations in relation to compliance programmes is high level, particularly compared to the March 2019 guidance published by the U.S. [read post]
29 Jan 2016, 6:07 am
Political Values, Culture, and Corporate Litigation Posted by Danling Jiang, Florida State University, on Thursday, January 21, 2016 Tags: Accountability, Behavioral finance, Compliance & ethics, Corporate culture, Corporate Social Responsibility,Management, Market reaction, Misconduct, Securities enforcement, Securities litigation, Social networks Acquisition Financing: the Year Behind and the Year Ahead Posted by Eric M. [read post]
17 Sep 2009, 4:00 am
As part of the settlement, Pfizer entered into a Corporate Integrity Agreement with the Office of Inspector General of the U.S. [read post]
14 Jan 2011, 5:00 am
Facebook Tries to Befriend the Public Markets by Matt Kelly in Compliance Week The modern U.S. regime of regulatory compliance is not easy, not cheap, and not popular—until you consider the alternatives. [read post]
21 Feb 2014, 8:30 am
by Sue Reisinger in Corporate Counsel A spokesman said bank officials would not comment for this story. [read post]
27 Aug 2015, 9:37 am
Steel Corporation with the U.S. [read post]
21 Aug 2013, 7:46 am
It could also happen under U.S. law, if a U.S. court were to elect to pierce the corporate veil, and find that the U.S. [read post]
