Search for: "UBS Investment Bank"
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3 Aug 2010, 6:30 am
She previously was Co-Head of US Fixed Income at UBS Asset Management. [read post]
16 Jan 2022, 1:47 pm
Lending and lucrative investment banking fees are expected to deliver for them.JPMorgan Chase (JPM) on Friday posted earnings that beat analysts' expectations. [read post]
15 Apr 2008, 11:46 am
If this happens, the repercussions among investors, municipalities, closed end mutual funds and investment banks will be unprecedented. [read post]
16 Feb 2016, 12:06 pm
While investors have suffered alarming losses in the oil and natural gas related investments, broker-dealers such as Citigroup, Barclays, Wells Fargo, Bank of America Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS and JP Morgan have made approximately $1.1 billion in fees and commissions from selling these products. [read post]
21 Aug 2008, 1:29 pm
Morgan Stanley also agreed to reimburse $1.5 million in investment monies to the city of New Bedford and the town of Hopkinton.The Massachusetts Attorney General’s office has recently entered into similar settlements with Merrill Lynch ($13.7 million) and UBS ($37 million).For a copy of the Attorney General’s press release announcing the settlement, please click here. [read post]
19 Aug 2013, 5:54 pm
The Foreign Account Tax Compliance Act (FATCA) was enacted in the wake of the UBS scandal to crack down on tax evasion overseas. [read post]
21 Sep 2013, 6:51 am
The firms that were included in the investigation were Morgan Stanley, LPL Financial, Merrill Lynch, UBS AG, Bank of America Corp., Fidelity Investments, Wells Fargo and Co., Charles Schwab Corp., and TD Ameritrade along with other firms. [read post]
13 Sep 2012, 9:30 pm
Reportedly, Morgan Stanley and UBS Investment Bank have been hired by Cole Credit Property Trust II to explore their options for the exit event. [read post]
13 Sep 2012, 9:30 pm
Reportedly, Morgan Stanley and UBS Investment Bank have been hired by Cole Credit Property Trust II to explore their options for the exit event. [read post]
24 Jul 2016, 9:09 am
According to the Wall Street Journal, The Securities and Exchange Commission (SEC) is preparing an enforcement action against brokerage firm Merrill Lynch over an investment that collapsed losing investors as much as 95% of their initial investment. [read post]
25 Mar 2013, 1:09 am
The defendants in the consolidated litigation included not only Citigroup itself but also 28 current or former Citigroup directors and officers and nearly eighty investment banks that served as offering underwriters in the bond offerings. [read post]
9 Jun 2009, 12:21 pm
Others, such as UBS, are embroiled in lawsuits or investigations. [read post]
21 May 2009, 8:06 pm
Daggs says the investment bank is disputing the claims made in the California Attorney General's lawsuit. [read post]
14 Oct 2009, 8:03 am
Last December, UBS … told him that the bank was closing his offshore account and mailing him a check for the balance: $830,000. [read post]
26 Jul 2013, 5:17 am
The case dealt with an obscure corner of the bond market in which local governments raise money from investors through bond deals, then invest the proceeds in investment products that banks and others are supposed to sell in a competitive process.... 3. [read post]
10 Oct 2013, 6:24 am
While most of the big banks do business in Puerto Rico, UBS is one of the few to have a large team of bankers and financial advisors on the island. [read post]
23 Jun 2010, 2:12 pm
Magnetar also worked with most of Wall Street’s top banks in its deals, including Merrill Lynch, Lehman Brothers, Citigroup, UBS and JPMorgan Chase. [read post]
19 Aug 2008, 4:57 pm
" Unfortunately, these securities become illiquid, long-term investments when auctions fail. [read post]
30 Oct 2018, 7:40 am
This situation is reminiscent of numerous Puerto Rico investment fraud claims against UBS, Santander and Banco Popular. [read post]
14 Jul 2008, 5:51 pm
In another case, the bank paid $3.6 million to an investor. [read post]
