Search for: "Securities Investor Protection Corporation" Results 3841 - 3860 of 4,476
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6 May 2010, 2:54 pm by Stephen Bilkis
NY Criminal Lawyers report with the Securities Investor Protection Corporation warn that someone set up a bogus account and attempted to get clients of Bernard Madoff to hand off private details. [read post]
5 May 2010, 8:59 am by Thom Lambert
When an investor buys a put (an option to sell), short sells a stock, or purchases a credit default swap on a debt security, he’s sending a powerful signal: “I believe this asset is overvalued, and I’m willing to bet my own money on that belief. [read post]
5 May 2010, 7:41 am by admin
  Much like corporate CDS, information isn’t available beyond the name of the issuer and the spread—the amount the buyer must pay the seller for protection every year over the life of the contract. [read post]
5 May 2010, 5:00 am by J Robert Brown Jr.
There can be little doubt that in the securities or derivative suit area counsel for shareholders/investors can have an incentive to settle early and pocket fees (we offer no view on whether that was something that occurred here). [read post]
4 May 2010, 1:04 pm by Erik Gerding
.); and • Lack of disclosure (to mortgage borrowers, investors in asset-backed securities etc.). [read post]
4 May 2010, 6:09 am by admin
    These so-called credit default swaps are basically insurance contracts that have long been available to protect holders of corporate bonds against default. [read post]
4 May 2010, 4:29 am by Broc Romanek
Kim indicated that because these timing and disclosure concerns go to the "core" of the SEC's investor protection mission, they are being taken very seriously by the staff. [read post]
The very possibility of a corporate turnaround has encouraged investors to take risk in buying discounted equity and debt in restructurings, where there would be far less interest in asset trading in liquidations. [read post]
29 Apr 2010, 1:07 pm by WIMS
We will not stand by and allow our treasured public lands to be marred forever by a corporate giveaway to private industrial energy developers. [read post]
Because the trigger level for registration is relatively low and has few exceptions, many entities would cross the threshold level unexpectedly (such as by acquiring a block of NMS securities with a value of $20 million in a single corporate transaction) and then be subject to registration and updating requirements for at least a year. [read post]
28 Apr 2010, 10:58 pm by Tessa Shepperson
Jumping forward, in 1994 Swiss Bank Corporation (SBC) moved me to London. [read post]
28 Apr 2010, 2:36 pm by Page Perry LLC
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
28 Apr 2010, 12:40 pm by Sam E. Antar
 Eddie tried to avoid extradition by citing Israel's "law of return" which is meant help Jews immigrate to Israel as a result of oppression and anti-Semitism in their native home countries and not to protect criminals like him. [read post]
28 Apr 2010, 8:00 am by Benjamin Hager
   Residential mortgage backed securities (“RMBS”), according to the SEC’s recent complaint, provides investors with payments “out of the principal and interest on the underlying [pool of residential] mortgages. [read post]
23 Apr 2010, 11:19 am by Page Perry LLC
Page Perry’s attorneys are actively involved in representing institutional and corporate investors that lost money in exchange traded funds. [read post]
23 Apr 2010, 8:00 am by Kinny Bagga
The stated purpose of SEBI as an agency is to “protect the interests of investors in securities and to promote the development of, and to regulate, the securities market. [read post]
22 Apr 2010, 2:07 pm by Steve Bainbridge
” In other words, state regulation not only protects shareholders, but also protects investor and entrepreneurial confidence in the fairness and effectiveness of the state corporation law. [read post]
22 Apr 2010, 11:45 am by Mandelman
In January 2008, Countrywide Financial Corporation, a $100 billion thrift specializing in home loans, was sold to Bank of America. [read post]
22 Apr 2010, 5:16 am by David M. Trontz
Corporate surety bonds require a bondsman to post a percentage of the total bond to secure a defendant's release. [read post]