Search for: "E* Trade Securities LLC"
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16 Oct 2012, 1:22 pm
LLC v. [read post]
14 Oct 2012, 7:12 am
USCIS, the component within the Department of Homeland Security charged with granting or refusing employment-based immigration benefits, likewise flouts the corporate form whenever it wishes. [read post]
12 Oct 2012, 5:58 pm
The practice involves making rapid trades in order to exploit short-term inefficiencies in pricing. [read post]
12 Oct 2012, 5:40 pm
FINRA is fining Guggenheim Securities, LLC $800,000 for allegedly not supervising two collateralized debt obligation traders accused of hiding a trading loss. [read post]
11 Oct 2012, 6:26 am
International Trade Commission Reveals New Rules to Curb eDiscovery Costs in IP Lawsuits – http://bit.ly/Q8cH5D (Project Counsel) Want to be an eDiscovery Project Manager? [read post]
9 Oct 2012, 3:53 pm
Also agreeing to settle with the CFTC without denying/admitting to wrong, Infinity Futures LLC consented to pay $340K for allegedly not diligently supervising the way certain trade accounts were handled. [read post]
2 Oct 2012, 1:08 pm
Mizuho Securities USA Inc. [read post]
1 Oct 2012, 3:00 am
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary –… [read post]
26 Sep 2012, 7:34 pm
However, not only did Alleca sustain financial losses when he allegedly opted to instead use investors money to engage in securities trading, but also he then hid the losses, made the fraud worse, and sustained even more losses. [read post]
19 Sep 2012, 8:58 am
While similar in attributes, other than voting, the common shares had historically traded at a premium to the non-voting shares. [read post]
19 Sep 2012, 5:40 am
http://bit.ly/Qik4XF (Russell Miller) Vendor Views Industry Landscape17a-4 llc Announces Phyllis L. [read post]
13 Sep 2012, 4:45 pm
Cedar Brook Way, LLC, 251 Or.App. 194 (2012), an owner took out a construction loan to develop several pieces of property. [read post]
12 Sep 2012, 11:36 am
Special Trade Representative in connection with bilateral negotiations with Japan. [read post]
11 Sep 2012, 5:41 am
On September 5, 2012, the Federal Trade Commission (FTC) published a brief guide to assist developers of mobile applications, both large and small, in complying with truth-in-advertising, privacy, and data security principles. [read post]
10 Sep 2012, 6:26 pm
DEUTSCHE BANK NATIONAL TRUST COMPANY, AS TRUSTEE FOR AMERIQUEST MORTGAGE SECURITIES INC., ASSET-BACKED PASS-THROUGH CERTIFICATES, SERIES 2005-R11, Appellee. 4th District.Trade secrets -- Misappropriation -- Discovery -- Appeals -- Certiorari review of order denying defendant's motion for a protective order seeking to prevent discovery of its own trade secrets until plaintiff identified with reasonable particularity the trade secrets allegedly misappropriated -- Trial… [read post]
7 Sep 2012, 11:01 am
Securities and Exchange Commission. [read post]
6 Sep 2012, 9:31 pm
Singh was a metals and mining-focused research analyst at Rodman & Renshaw, LLC from 2009 to 2011. [read post]
6 Sep 2012, 9:31 pm
Singh was a metals and mining-focused research analyst at Rodman & Renshaw, LLC from 2009 to 2011. [read post]
6 Sep 2012, 8:45 am
District Court for Louisiana in Rain CII Carbon, LLC v. [read post]
5 Sep 2012, 6:05 am
Kuo, a hedge fund manager, illegally traded on the information and passed it on to multi-billion dollar hedge fund advisory firms Diamondback Capital Management LLC and Level Global Investors LP. [read post]
