Search for: "Securities Investor Protection Corporation" Results 3901 - 3920 of 4,476
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9 Mar 2010, 7:20 am by Amir Efrati
That’s where “I-SIPC,” or International Security Investor Protection Corporation, comes in. [read post]
6 Mar 2010, 3:29 am by Veronika Gaertner
The “Stockholm Programme – An open and secure Europe serving and protecting the citizens” is the third programme in this area. [read post]
In 1886, in an important aside, the Supreme Court concluded that corporations were “persons” entitled to the protections of the Fourteenth Amendment to the constitution and, therefore, legal participants in the political life of the country. [read post]
3 Mar 2010, 1:29 pm by Sarah Zanoff
Engle lost her license to deal securities in February of 2008 as part of an agreement with regulators and filed for Chapter 11 bankruptcy protection later that year. [read post]
3 Mar 2010, 1:29 pm by Sarah Zanoff
Engle lost her license to deal securities in February of 2008 as part of an agreement with regulators and filed for Chapter 11 bankruptcy protection later that year. [read post]
1 Mar 2010, 1:14 am by Kevin LaCroix
  The individual defendants in the case are the officers and directors of the Structured Asset Securities Corporation, which issued the registration statements and acted as depositor in the securitization process. [read post]
28 Feb 2010, 11:56 pm
"When the Reptile sees a survival danger, she protects her genes by impelling the juror to protect himself and the community," write co-authors Don C. [read post]
26 Feb 2010, 9:53 am by James Hamilton
Senators Say SEC Action Falls Short of Solving Naked Short Selling ConcernSenators Ted Kaufman and Johnny Isakson said that the partial action taken by the SEC will neither provide investors with the same protections as the uptick rule nor address the enforcement issues surrounding the current naked short selling rule. [read post]
26 Feb 2010, 9:16 am by Page Perry LLC
Page Perry’s attorneys are actively involved in representing institutional and corporate investors in auction-rate securities cases. [read post]
25 Feb 2010, 10:08 am
Investor Education: Investor understanding and education regarding IFRS, and how it differs from U.S. [read post]
25 Feb 2010, 8:25 am by Francesco Navarrini
” Besides Alcatel-Lucent, BAE and Daimler are among high-profile multinationals ensnared by FCPA, according to Bloomberg.The sheer complexity of multinational corporations has, historically, served to protect them from scrutiny. [read post]
24 Feb 2010, 8:24 pm by LindaMBeale
  Even where you shop, once you create a business relationship you are in many ways at the mercy of the corporate giant. [read post]
24 Feb 2010, 4:43 pm by By DEALBOOK
Madoff's enormous Ponzi scheme filed a lawsuit on Wednesday accusing the president and directors of the Securities Investor Protection Corporation of fraud for failing to reimburse them or their losses. [read post]
24 Feb 2010, 9:25 am by Heather Young
SOURCE Securities Investor Protection Corporation, Washington, D.C. [read post]
23 Feb 2010, 11:53 am by Christine Hurt
Madoff Investment Securities are customers, but those who invested with "feeder funds" like Agile Funds in Colorado or Fairfield Greenwich Group in Connecticut or through a pension like that run by the Plumbers and Steamfitters Local 267 in New York are not direct customers. [read post]
18 Feb 2010, 11:12 pm by Sam E. Antar
McDevitt:You both need to grow some hair on your chests and stop acting like whining cry babies to investors, securities regulators, and now, the federal courts. [read post]
18 Feb 2010, 2:00 pm by Lucas A. Ferrara, Esq.
  The investigation was conducted by Assistant Attorneys General Pamela Mahon, Christopher Mulvihill, and Ethan Zlotchew, and Volunteer Assistant Attorney General Motoko Muramatsu, under the supervision of Special Deputy Attorney General for Investor Protection David A. [read post]
17 Feb 2010, 5:31 pm by Lawrence Solum
That means that corporate treasury money – including the funds invested by individuals, mutual funds, pension funds and other institutional investors – can be spent on politics without alerting investors either before or after the fact. [read post]
16 Feb 2010, 12:29 am by LindaMBeale
JP Morgan Chase, Goldman Sachs, Morgan Stanley, Bank of America, Citigroup and Wells Fargo, along with their top executives, traders, and major investors, have benefited handsomely. [read post]