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SLP Readers Get $400 Discount To Learn Key Health Care Reform Coping Strategies At 2/21-22 Employer Health & Human Capital Strategy Congress In Lake Mary, FL
5 Feb 2013, 9:58 pm by Cynthia Marcotte Stamer
™ Solutions Law Press, Inc. [read post]
HR & Benefits Update - http://slphrbenefitsupdate.com/
Dissolution of marriage, personal injury, Bosc pears with herbed goat cheese, creamy angel hair pasta with shrimp and rosemary
22 Feb 2021, 3:03 pm by Law Lady
FCA US, LLC, et al., Respondents. [read post]
The Appellate Gourmet (c) - http://appellategourmetappealsinflorida.blogspot.com/
What Chairman Jay Clayton’s Resignation Could Mean for Future of Financial Regulation
14 Dec 2020, 11:09 am by Sheila R. Carroll
NessPlease follow us on Twitter @CosLawGroup, on LinkedIn at Cosgrove Law Group, LLC, and on Facebook at Cosgrove Law Group, LLC. [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
U.S. First Circuit Court of Appeals Invalidates PROMESA Board
18 Feb 2019, 11:05 am by ccollins
  However, Puerto Rico bonds will continue to trade and investors will be forced to price in this new information. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Investor Alert: Mobile Infrastructure Corp. Plans IPO under Ticker “BEEP”
7 Jun 2022, 3:29 am by The White Law Group
    The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The Delicate Case for Reclassification of Independent Contractors: February 2024 IC ‎Legal News Update
7 Mar 2024, 6:59 am by Richard Reibstein Esq.
Federal Trade Commissioner Alvaro M. [read post]
Independent Contractor Compliance Legal Blog - http://independentcontractorcompliance.com/
Investor Alert: Direxion Daily 7-10 Year Treasury Bull 3x Shares (TYD)
19 May 2022, 9:03 am by The White Law Group
     The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Compliance Bits and Pieces for November 19
19 Nov 2010, 5:00 am by Doug Cornelius
Madoff Investment Securities LLC (BMIS) with playing key roles in the Madoff Ponzi scheme. [read post]
Compliance Building - http://www.compliancebuilding.com
FINRA Fines H&R Block Financial Advisors n/k/a Ameriprise Financial and Andrew MacGill In Connection With Improper Sales of Reverse Convertible Notes
17 Feb 2010, 11:23 am
Please call The Doss Firm, LLC for a free consultation. [read post]
Wall Street Investment Fraud Lawyer Blog - http://www.wallstreetinvestmentfraudlawyer.com/
UBS Sued Over Tax Advice
10 Apr 2012, 5:55 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Fines H&R Block Financial Advisors n/k/a Ameriprise Financial and Andrew MacGill In Connection With Improper Sales of Reverse Convertible Notes
17 Feb 2010, 11:23 am by Jason R. Doss
Please call The Doss Firm, LLC for a free consultation. [read post]
Wall Street Investment Fraud Lawyer Blog - http://www.wallstreetinvestmentfraudlawyer.com/
Just Admit It – SEC Requiring Admissions with Increased Frequency
4 Dec 2015, 6:16 am by Louis D. Greenstein and Molly White
In the Grant Thornton settlement, the SEC required Grant Thornton to admit certain facts, including that its audits of two publicly traded companies violated the federal securities laws. [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/
First Circuit Limits SOX Whistleblower Protection to Employees of Public Companies
16 Feb 2012, 1:03 pm by Epstein Becker & Green, P.C.
Fidelity Management & Research LLC, et al., No. 10-2240 (1st Cir. [read post]
Whistleblowing & Compliance Law Blog - http://www.whistleblowingcompliancelaw.com/
What is FINRA Rule 3210 – Rule 407 Letter?
10 Feb 2023, 11:23 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
U.S. Supreme Court extends whistleblower protection to employees of a public company’s private contractors
6 Mar 2014, 8:22 am by W. Kelly Johnson
Further, the majority could not accept that it was Congress’ intent to leave professionals vulnerable to discharge in retaliatory action for complying with federal securities law. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
Maximizing Licensee Interests to the Detriment of the Bankruptcy Estate
21 May 2019, 9:41 pm by Dennis Crouch
Tempnology, LLC, I approach this topic with some consternation. [read post]
Patently-O - http://patentlyo.com/patent
Arnold & Porter Discusses Attacks on Board Diversity Initiatives
4 May 2022, 9:01 pm by Amy Endicott, Teresa L. Johnson, Sean M. SeLegue and Kaitlin Robinson
Nasdaq’s Board Diversity Rule, approved by the Securities and Exchange Commission (SEC) in August 2021, is the subject of an ongoing, high stakes court battle in the United States Court of Appeals for the Fifth Circuit. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Becker Spotlight: Potential Impacts of the Supreme Court’s SEC v. Jarkesy Decision
31 Jul 2024, 10:02 am by Marie Nganele
By 2020, the SEC had ruled against Jarkesy and Patriot28 LLC, resulting in a cease-and-desist order, a $300,000 penalty, and a ban on future involvement in the securities industry against both Jarkesy and Patriot28. [read post]
Becker Perspectives - https://beckerlawyers.com/perspectives/
House of Representatives Passes China Competition Bill
7 Feb 2022, 8:01 am by Raquel Leslie, Brian Liu
The agency is also currently reviewing whether China-controlled Pacific Networks Corp. and its ComNet (USA) LLC unit pose similar risks to U.S. national security. [read post]
Lawfare - http://www.lawfareblog.com/
U.S. Supreme Court Affirms Whistleblower Protections
22 Feb 2024, 9:06 am by Kelly Shivery
Murray’s supervisor repeatedly advised him to comply with the trading desk’s wishes. [read post]
Whistleblower Blog and News - https://www.whistleblowerllc.com/blog-news/