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12 Nov 2009, 7:20 am
Rowe Price Associates, Inc. (5 percent), ValueAct Capital (10 percent), Capital Research and Management Company (10 percent), Vanguard Group, Inc. (10 percent), Pershing Square Capital Management, L.P (unspecified), Barclays Global Investors (5-15 percent). [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
As long-time readers of this blog know, one of the long-range concerns in the D&O insurance industry is the possible exposures of corporate directors and officers to liability claims arising from climate change (as discussed most recently here). [read post]
25 Dec 2018, 9:30 pm by Series of Essays
Washington Must Act on Much Needed Improvements to Freight Rail Policies March 14, 2018 | Daniel Elliot, III, Private Railcar Food and Beverage Association, Inc. [read post]
9 Nov 2010, 1:59 am
 Interestingly, neither the agency nor the source slaughter plant was capable of (a) detecting and (b) removing the [read post]
23 Sep 2009, 12:45 am
Botulism is a rare, life-threatening paralytic illness caused by neurotoxins produced by an anaerobic, gram-positive, spore-forming bacterium, Clostridium botulinum. [read post]
26 Nov 2009, 7:15 pm by Sam E. Antar
Updated for two additional notes to the SEC at bottom of post To the Securities and Exchange Commission: Recently, Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
23 Nov 2010, 11:43 am
Botulism is a rare, life-threatening paralytic illness caused by neurotoxins produced by an anaerobic, gram-positive, spore-forming bacterium, Clostridium botulinum. [read post]
5 Aug 2014, 5:22 pm by Bill Marler
During this time, FDA launched an investigation of the Bolthouse Farms, Inc., manufacturing plant in Bakersfield, California. [read post]
31 Jul 2008, 1:38 am
Botulism is a rare, life-threatening paralytic illness caused by neurotoxins produced by an anaerobic, gram-positive, spore-forming bacterium, Clostridium botulinum. [read post]
6 Aug 2014, 6:36 am by Bill Marler
During this time, FDA launched an investigation of the Bolthouse Farms, Inc., manufacturing plant in Bakersfield, California. [read post]
18 Jul 2011, 2:00 am by Kara OBrien
New Section 203(m) of the Investment Advisers Act exempts from SEC registration as an investment adviser those U.S. [read post]
18 Jan 2022, 9:05 am by Katherine Pompilio
The committee will hear testimony from Richard Glick, chairman of the Federal Energy Regulatory Commission, and David M. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
  Judges derive insider trading violations from Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 promulgated thereunder (together known as the “SEC’s antifraud provisions”), and are a “catchall” aimed at fraud, requiring some sort of “device, scheme or artifice to defraud” or some action, which would otherwise “operate as a fraud or deceit upon a person. [read post]
25 Feb 2018, 6:58 pm by Kevin LaCroix
Full disclosure: I own BRK-B shares, although not nearly as many as I wish I did. [read post]
25 Jan 2024, 6:32 am by Daniel J. Gilman
First, there is a structural presumption of illegality if the post-merger HHI is (a) greater than 1,800 and (b) the change in HHI is greater than 100. [read post]
17 Feb 2020, 8:32 am by MBettman
., Inc., 94 Ohio St.3d 77 (2002) (The Ohio public policy favoring workplace safety is an independent basis upon which a cause of action for wrongful discharge in violation of public policy may be prosecuted.) [read post]
28 Jul 2011, 2:00 am by Kara OBrien
, provides for “the engagement of CIBC … by Metal … to act as exclusive financial advisor … in connection with a possible (a) merger … or (b) sale or other transfer … of the assets or securities of Metal …. [read post]