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2 Jul 2024, 2:18 pm
Resources: Senior Real Estate Agents and Advisors 55Places.com Senior Living Advisors Location, Location, Location: Proximity to essential services such as doctors, pharmacies, grocery stores, hospitals, community centers, and transportation is crucial. [read post]
1 Dec 2022, 1:58 pm
================================================ By Jeff Lubitz, Managing Director, ISS Securities Class Action Services, and Jarett Sena, Director of Litigation Analysis, ISS Securities Class Action Services [read post]
4 Sep 2019, 8:42 am
Raymond James served as a buyside financial advisor to TCV for this investment. [read post]
18 Jan 2016, 4:00 am
She will continue to directly advise the superintendent of the Department of Financial Services. [read post]
8 Oct 2009, 5:01 am
In 1991, the financial managers of Harris Associates (“Harris”) founded Oakmark funds. [read post]
28 Feb 2020, 1:30 am
In financial matters, correct advice is needed to ensure that the futures of both parties to a divorce are properly protected. [read post]
16 Mar 2017, 1:24 pm
Financial advisors have a fiduciary duty to put their client’s needs ahead of their own. [read post]
27 Aug 2014, 5:21 pm
., Appalachian School of LawSenior Editor, APPALACHIAN NATURAL RESOURCES LAW JOURNAL (recipient of “Exceptional Service Award” for outstanding performance)President and Chief of Executive Board, Environmental Law SocietyTreasurer and Community Liaison, Executive Board, Sport and Entertainment Law SocietyB.S., Sports Management w/concentration in Professional Sport Management and Minor in Business Law, Western Carolina UniversityProfessional experience includes: Legal Intern,… [read post]
16 Mar 2018, 7:37 am
Prior to that, he was registered with Woodbury Financial Services in Bismark, ND. [read post]
24 Oct 2019, 12:14 pm
If your financial advisor over-concentrated your portfolio in MLPs, you may have a viable claim to recover your losses. [read post]
13 Sep 2017, 8:41 am
Free Consultation If you suffered losses investing in SeaDrill LTD at the recommendation of your financial advisor and would like a free consultation with a securities attorney, please call The White Law Group at 888-637-5510. [read post]
3 Jan 2011, 7:45 am
Travis Laster found that the proxy statement disseminated in advance of the ATG special meeting was materially deficient because it failed to disclose approximately $24 million in payments made by Oracle to Morgan Stanley, ATG's financial advisor, in connection with unrelated services during the previous two years. [read post]
6 Apr 2021, 10:58 am
High commissions could be a motivating factor for unscrupulous financial advisors to sell non-traded REITs regardless of whether the investment is in line with the client’s investment objectives and profile. [read post]
9 Feb 2016, 4:39 am
“As the financial services industry continues to rapidly evolve, some in Congress have used budget limitations to hamper the agencies charged with establishing and enforcing the rules of the road. [read post]
2 Sep 2019, 9:05 pm
The mostly headquarters personnel work as policy advisors, program managers, executives, statisticians, legal counselors, human resources advisors, financial management professionals, communications specialists, real property, material and acquisition services, information technology and information management specialists. [read post]
CLIENT IDENTIFICATION RULES OF THE NETHERLANDS ANTILLES EXTENDED TO ATTORNEYS AND CIVIL-LAW-NOTARIES
12 Mar 2007, 9:00 pm
The obligations as imposed by law entail that these advisors are required to identify a client before they may provide their advisory services. [read post]
12 Feb 2018, 6:54 am
OCIE specifically stated that it will focus on the disclosure of investment fees and other compensation received by financial professionals; electronic investment advisors – sometimes known as “robo-advisors”; wrap fee programs in which investors are charged a single fee for bundled services; and never-before-examined investment advisors. [read post]
24 Sep 2018, 6:33 am
As examples, businesses in health, law, accounting and financial services, and individuals who are athletes, musicians and consultants likely are SSTBs. [read post]
24 Sep 2018, 6:33 am
As examples, businesses in health, law, accounting and financial services, and individuals who are athletes, musicians and consultants likely are SSTBs. [read post]
24 Feb 2023, 12:28 am
To make the decision, you should consult with a financial advisor or a qualified family law attorney. [read post]
