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As reported in several financial news services, including McKnight's Long-Term Care News here, HCR ManorCare, owner/operator of a large number of skilled nursing and assisted living properties, is to be spun off by its corporate parent, HCP Inc., into the... [read post]
10 Oct 2016, 10:36 am by Daily Record Staff
Carol Coughlin, the founder and CEO of BottomLine Growth Strategies, Inc., a growth advisory service firm which works with CEOs of privately held companies to transform their enterprise value through the implementation of proven best practice financial and operations strategies and to assist them in the development of board governance best practices, has been named ... [read post]
3 Feb 2011, 10:20 am
While some of the organizations offer legitimate services, there are some that are scams that take the remainder of consumer's funds placing them in a worse financial situation than when they started. [read post]
12 Jun 2017, 7:40 am by Daily Record Staff
She will assist the investment operations team with the management of account maintenance and client services. [read post]
21 Jun 2020, 9:03 am by Staff Attorney
  According to records kept by The Financial Industry Regulatory Authority (FINRA) Kennedy was employed by his prior employer Woodbury Financial Services, Inc. [read post]
16 Nov 2018, 4:00 am by ccollins
Center Street Securities broker Sean Kelly is accused of defrauding 12 investors, including older retirees and individuals with disabilities of at least $1M through his companies Lion’s Share and Associates, Inc., Lion’s Share Financial of East Cobb, and Lionsshare Tax Services, LLC. [read post]
11 Sep 2017, 9:18 am by Wolfgang Demino
 LUCINDA VINE; KRISTY POND, Plaintiffs-Appellees,v.PLS FINANCIAL SERVICES, INCORPORATED; PLS LOAN STORE OF TEXAS, INCORPORATED, Defendants-Appellants.No. 16-50847.United States Court of Appeals, Fifth Circuit.Filed May 19, 2017.Appeals from the United States District Court for the Western District of Texas, USDC No. 3:16-CV-31.Before: BARKSDALE, GRAVES, and HIGGINSON, Circuit Judges.PER CURIAM.[*]Appellants PLS Financial Services, Inc., and PLS Loan… [read post]
25 Jul 2011, 2:41 pm by Ailyn Cabico
Written by Bruce Frumerman, guest contributor Bruce Frumerman is the CEO of Frumerman & Nemeth Inc., a communications and sales marketing consultancy that assists financial services firms create brand identities for their organizations and develop and implement effective new marketing strategies and programs. [read post]
3 Feb 2015, 5:17 pm by Sabrina I. Pacifici
News release: “Attorney General Eric Holder announced today that the Department of Justice and 19 states and the District of Columbia have entered into a $1.375 billion settlement agreement with the rating agency Standard & Poor’s Financial Services LLC, along with its parent corporation McGraw Hill Financial Inc., to resolve allegations that S&P had engaged in a scheme to defraud investors in structured financial products known as… [read post]
25 Oct 2007, 4:17 pm
Ameriprise Financial Services, Inc. has been charged by The New Hampshire Bureau of Securities Regulation of forging and tampering with documents. [read post]
21 May 2010, 7:25 pm by admin
Best Company, Inc., Moody’s Investors Service, Inc., and Standard & Poor’s Ratings Service. [read post]
5 Sep 2019, 5:50 am by Barbara S. Mishkin
 Alan Kaplinsky, who leads the firm’s Consumer Financial Services Group, moderated the webinar. [read post]
10 Aug 2020, 11:39 am by Taylor R. Gess
The CFPB recently announced that it has issued a Compliance Assistance Statement of Terms Template (“CAST Template”) through its Compliance Assistance Sandbox Policy (“CAS Policy”) after receiving an application from Build Commonwealth, Inc. [read post]
29 May 2015, 10:48 am
Financial regulation can encourage or inhibit financial markets’ ability to provide the financial products and services necessary to support a vigorous, dynamic economy. [read post]