Search for: "Bank of New York Co., Inc." Results 21 - 40 of 1,261
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13 Apr 2016, 4:58 pm by Sabrina I. Pacifici
The agencies have jointly determined that each of the 2015 resolution plans of Bank of America, Bank of New York Mellon, JP Morgan Chase, State Street, and Wells Fargo was not credible or would not facilitate an orderly resolution under the U.S. [read post]
22 Jun 2017, 11:39 am by Renae Lloyd
(CRD #505, New York, New York) submitted an AWC in which the firm was censured, fined $17,500 and required to revise its WSPs. [read post]
22 Jun 2017, 11:39 am by Renae Lloyd
(CRD #505, New York, New York) submitted an AWC in which the firm was censured, fined $17,500 and required to revise its WSPs. [read post]
17 Aug 2009, 5:49 am
Finlay and its affiliates filed for bankruptcy protection recently in the Southern District of New York bankruptcy court. [read post]
20 Jul 2015, 4:58 pm by Sabrina I. Pacifici
Eight U.S. firms are currently expected to be identified as GSIBs under the final rule: Bank of America Corporation; The Bank of New York Mellon Corporation; Citigroup, Inc.; The Goldman Sachs Group, Inc.; JPMorgan Chase & Co.; Morgan Stanley; State Street Corporation; and Wells Fargo & Company…Like the proposal issued in December 2014, the final rule requires GSIBs to calculate their surcharges under two methods and use… [read post]
24 Mar 2021, 11:38 am by Kaufman Dolowich Voluck
The post New York Regulator Issues Second Enforcement Action Under Cyber Rules, <i>Insurance Journal</i> appeared first on Kaufman Dolowich Voluck LLP. [read post]
4 May 2012, 3:27 am
New New York Education Reform Commission” established by Governor Cuomo Governor Andrew M. [read post]
4 Jun 2015, 11:30 am by Public Employment Law Press
Varlack formerly served as a Principal Law Clerk for the New York State Supreme Court and, prior, Assistant Vice President and Counsel at AXA Financial, Inc. [read post]
4 Jun 2015, 11:30 am by The Public Employment Law Press
Varlack formerly served as a Principal Law Clerk for the New York State Supreme Court and, prior, Assistant Vice President and Counsel at AXA Financial, Inc. [read post]
6 Jul 2011, 1:43 pm
The New York Probate Lawyer Blog has previously discussed this issue. [read post]
13 Apr 2018, 4:21 am by Alan White
Workman is the former head of a New York insurance companies trade association. [read post]
12 Dec 2010, 9:19 pm by Patent Docs
December 16, 2010 - "The Role of Intellectual Property in Development" (World Bank Legal Vice Presidency) - Washington, DC January 1-5, 2011 - 28th Annual National CLE Conference (Law Education Institute, Inc.) - Vail, CO January 12, 2011 - "New USPTO Guidelines and the Obviousness Standard for Patents" (Strafford) - 1:00 - 2:30 PM (EST) January 26-27, 2011 - The Life Sciences Lawyer's Guide to Patent Term Adjustment and Patent Term… [read post]
23 Apr 2012, 10:33 am by brittania
The New York Department of Financial Services has added public hearings to its inquiry into whether homeowners are being charged excessive rates for force-placed insurance coverage. [read post]