Search for: "Barclays Capital"
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26 Feb 2023, 9:05 pm
International scrutiny can fill in for a breach and is a must for attracting global capital. [read post]
20 Feb 2023, 4:46 am
To put that in context, the case involves the plaintiff’s effort to enforce the defendants’ alleged oral agreement to give him a one-sixth ownership interest in a options market-making business spun off from Barclays after he left his job at Barclays to help transition the business from Barclays to the new firm known as Rosetta, organized as a Delaware LLC. [read post]
3 Feb 2023, 1:21 am
The survey suggests landlords may go looking at other options such as stocks and shares, hedge funds, and venture capital, to name just a few. [read post]
10 Jan 2023, 7:39 am
Barclays Capital, Citigroup Global Markets, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS, and Deutsche Bank Securities, DWS Distributors and DWS Investment Management Americas each agreed to pay penalties of $200 million each for communications failures. [read post]
28 Nov 2022, 9:02 am
A “who’s who” of financial giants The 16 firms involved in the regulatory action are some of the best-known financial services corporations: Barclays Capital Inc. [read post]
21 Nov 2022, 9:02 am
A “who’s who” of financial giants The 16 firms involved in the regulatory action are some of the best-known financial services corporations: Barclays Capital Inc. [read post]
6 Oct 2022, 9:56 am
Barclays Sanctioned for Best Execution Violations and Supervisory Failures According to the Financial Industry Regulatory Authority (FINRA) this week, the regulator has fined Barclays Capital Inc. [read post]
30 Sep 2022, 6:47 am
(CRD#:7870) of Morristown, NJ, Fidelity Brokerage Services LLC (CRD#:7784) of Wayne, NJ, and Barclays Capital Inc. [read post]
28 Sep 2022, 12:37 pm
The following firms and affiliates have agreed to pay penalties of $125 million each: Barclays Capital Inc. [read post]
25 Sep 2022, 9:09 pm
This designation gives the largest companies a true competitive advantage over smaller companies in tapping our capital markets. [read post]
1 Aug 2022, 3:53 am
In Philipp v Barclays Bank [2022] EWCA Civ 318, the Court of Appeal confirmed that the Quincecare duty does extend to cover account holders who are individuals as well as corporates. [read post]
19 Jul 2022, 7:45 am
Barclays Capital Inc., June 1, 2022, Lourie, A.). [read post]
11 Jun 2022, 12:47 pm
The term of the license was two years for use in connection with Lehman Brothers’ investment banking and capital markets businesses and perpetual for use in connection with other Lehman Brothers businesses and operations. [read post]
6 Jun 2022, 5:32 am
Barclays Capital Inc. and Barclays PLC, 2020 USPQ2d 513 (Fed. [read post]
1 Jun 2022, 12:15 pm
Court of Appeals for the Federal Circuit (CAFC) today issued a precedential trademark decision upholding a Trademark Trial and Appeal Board (TTAB) ruling that sustained two oppositions filed by Barclays Capital Inc. against Tiger Lily Ventures’ applications for registration of the standard character mark “LEHMAN BROTHERS. [read post]
1 Jun 2022, 12:15 pm
Court of Appeals for the Federal Circuit (CAFC) today issued a precedential trademark decision upholding a Trademark Trial and Appeal Board (TTAB) ruling that sustained two oppositions filed by Barclays Capital Inc. against Tiger Lily Ventures’ applications for registration of the standard character mark “LEHMAN BROTHERS. [read post]
1 Jun 2022, 10:11 am
Barclays Capital Inc. [read post]
19 May 2022, 9:03 am
Direxion Daily 7-10 Year Treasury Bull 3x Shares (TYD) is a leveraged bond that offers 2x long leveraged exposure to the broad-based Barclays Capital U.S. 20+ Year Treasury Index. [read post]
19 May 2022, 7:52 am
ProShares Ultra 20+ Year Treasury (UBT) is a leveraged bond that offers 2x long leveraged exposure to the broad-based Barclays Capital U.S. 20+ Year Treasury Index. [read post]
13 May 2022, 4:29 am
RUSSIA, UKRAINE – INTERNATIONAL CRIMES A court in the Ukrainian capital, Kyiv, began hearings today in the case against Sgt. [read post]
