Search for: "Brook Capital Advisors, Inc."
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24 Jul 2015, 7:23 am
” That report, supported by the Capital Group, is co-authored by Litan and Hal Singer, a principal at Economists, Inc., and a senior fellow at the Progressive Policy Institute. [read post]
4 Jun 2015, 11:30 am
Fascitelli is the Founder of MDF Capital LLC, previously serving as President and Chief Executive Officer of Vornado Realty Trust as well as President of Alexander’s Inc. [read post]
4 Jun 2015, 11:30 am
Fascitelli is the Founder of MDF Capital LLC, previously serving as President and Chief Executive Officer of Vornado Realty Trust as well as President of Alexander’s Inc. [read post]
29 Apr 2015, 4:07 pm
Brooks also failed to make timely updates to his Form U4 to report these liens. [read post]
12 Jan 2015, 10:09 am
Melissa DeRosa has been appointed Director of Communications and Strategic Advisor to the Governor. [read post]
1 May 2014, 6:40 am
Claimant(s) Respondent(s) Award of Panel 13-00144 RBC Capital Markets LLC Thomas Alexander Hand (1) Respondent to pay Claimant compensatory damages of $237,326.00; (2) Claimant to pay Respondent compensatory damages of $40,000.00. [read post]
15 Apr 2013, 1:02 pm
Slater and Azim Nakhooda, “made “false and misleading statements” about the IMH Fund, a security backed by subprime mortgages, and Medical Capital Holdings Inc., an Anaheim, Calif. [read post]
8 Jan 2013, 6:31 am
Graves was registered with FINRA registered members during much of the relevant time period, including having worked at Questar Capital Corporation from March 2005 through May 2008, Fintegra, LLC from May 2008 through August 2009, Community Bankers Securities, LLC from August 2009 through December 2009, and Harrison Douglas, Inc. from February 2010 through June 2010. [read post]
8 Feb 2012, 1:51 pm
Inc. 1,355.50 500+ New York, NY 17 Allegheny Financial Group Ltd. 1,247.00 500+ Pittsburgh, PA 18 United Capital Financial Advisers 1,214.90 500+ Newport Beach, CA 19 Family Management Corp. 1,173.60 500+ New York, NY 20 JMG Financial Group Ltd. 806.2 500+ Oak Brook, IL 21 Cain Watters & Associates 779.8 500+ Dallas, TX 22 Parsec Financial Management Inc. 749.7 500+ Asheville, NC 23 Cassaday & Co. [read post]
30 Mar 2011, 4:35 am
http://tinyurl.com/4lat5z5 (Stephen Bentfield) If You Are Going to Talk About Your Boss, Be Sure to Use Your Inside-Voice - http://tinyurl.com/4f9nz6h (Phil Ryan) In-House Electronic Teams Expanding EDRM Capabilities – http://tinyurl.com/4f9674f (Alan Brooks) Intellectual Property Theft Fuels Underground Cyber Economy – http://tinyurl.com/4grev7p (Dean Takahashi) Is It Time for EU-U.S. [read post]
28 Mar 2011, 7:02 pm
Trustee together are asking the bankruptcy judge in New York to appoint a Chapter 11 trustee for West End Financial Advisors LLC, the adviser for dozens of funds. [read post]
24 May 2010, 11:18 am
(Boston, MA) Argo Advisors International Inc. [read post]
12 Apr 2010, 10:44 am
– Robbyn Brook, PETA Media Center, April 6, 2010 The U.S. [read post]
18 Dec 2009, 8:32 am
(Wales, MA) Brook Ridge, Inc. [read post]
4 Dec 2009, 12:29 pm
District Court for the Northern District of Texas against Cedar Brook Financial Partners, LLC; Next Financial Group, Inc.; QA3 Financial Corp. and Securities America, Inc. for their role in recommending these investments to their brokerage clients. [read post]
17 Aug 2009, 10:44 am
(Leominster, MA; Vahe Adamian, President) Atlantic Capital Advisors, Inc. [read post]
2 Jul 2009, 12:30 pm
Friedman & Co, Inc. [read post]
7 Nov 2008, 3:57 am
(IP Spotlight) (Excess copyright) (Patent Docs) (Spicy IP) (IAM) (Patent Baristas) (Intellectual Property Watch) CAFC greatly limits software and business method patents: In re Bilksi (IP Law Observer) (Chicago IP Litigation Blog) (IP Spotlight) (The Prior Art) (Patent Baristas) (EFF) (Patent Prospector) (Technological Innovation and Intellectual Property) (Philip Brooks' Patent Infringement Updates) (Maryland Intellectual Property Law Blog) (IP Updates) (Daily Dose of IP) (PLI) (Green… [read post]
25 Oct 2008, 12:18 am
(Philip Brooks' Patent Infringement U [read post]
13 Oct 2008, 12:12 pm
Reid and MacKinnon's checklist on protection of IPR in China (IP Dragon) China/Hong Kong: WIPO Copyright Treaty and WIPO Performances and Phonograms Treaty in effect in Hong Kong after PRC (IP Dragon) Protect your IP rights in China (Philip Brooks' Patent Infringement Updates) Finland M&M and Taloustutkimus survey of most respected brands in Finland (Class 46) France Electronic filing of trade mark applications (Class 46) Germany German… [read post]
