Search for: "CBOE Exchange, Inc." Results 21 - 40 of 44
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2 Aug 2017, 3:15 pm by Renae Lloyd
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
2 Aug 2017, 6:45 am by Renae Lloyd
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
28 Jun 2017, 7:11 am by John Jascob
Brad Katsuyama, CEO of the IEX Group, Inc. and Investors Exchange LLC, agreed that exchanges have conflicts of interest related to selling market data. [read post]
17 Jan 2017, 8:08 am by Renae Lloyd
Unfortunately for investors in May 2016, Citigroup Inc. early redeemed its C-Tracks Exchange-Traded Notes Based on the Citi Volatility Index Total Return Due November 12, 2020.The last day of trading for CVOL was May 23, 2016. [read post]
30 Dec 2015, 8:34 am by Adam Weinstein
Bader entered the securities industry in 2011 with brokerage firm Brookstone Securities, Inc. [read post]
20 Nov 2012, 1:08 pm by Cicely Wilson
CBOE Sues International Securities Exchange Over Patents, Bloomberg BusinessWeek (11/13/12) A.K. v. [read post]
20 Nov 2012, 1:08 pm by Cicely Wilson
CBOE Sues International Securities Exchange Over Patents, Bloomberg BusinessWeek (11/13/12) A.K. v. [read post]
24 May 2012, 6:51 am
The physical exchanges like NYSE, NASDAQ and CBOE lease out space to HFTs that allows them to place their supercomputers directly next to the supercomputers of the exchanges thereby giving the HFTs advantages of milliseconds and microseconds-to see price and order information (inside information) before anyone else that is not paying for co-location and does not have a supercomputer with algorithms at the physical exchange. [read post]
7 May 2012, 11:27 am by Lawrence B. Ebert
The conclusion of the  Chicago Board Options Exchange v. [read post]
19 Dec 2011, 2:26 am
Luparello, MF Global was not completely candid with the Chicago Board of Options Exchange ("CBOE") and FINRA. [read post]
26 Aug 2008, 9:34 am
Last year, Van der Moolen Holding said it would shut its U.S. specialist activities to focus on brokerage and trading activities at the CBOE Stock Exchange. [read post]
16 Aug 2008, 2:43 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: Belgium - eBay wins ruling against L’Oreal in dispute over liability for counterfeit goods sold in online auctions: (Managing Intellectual Property), (Counterfeit Chic), (IPKat), (Class 46), (Techdirt), (Ars Technica) US CAFC holds that copying free software without complying with license is copyright infringement: Robert Jacobsen v… [read post]