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28 Nov 2012, 2:14 pm
Earlier this year Michael Kors Holdings, Brunello Cuccinelli SpA, and most recently Tumi have all gone public. [read post]
8 Nov 2012, 9:22 pm
The idea is that if corporate insiders are selling shares in droves, investors ought to be able to know that. [read post]
26 May 2015, 2:50 pm
More than 50% of BDs examined maintain insurance coverage for cybersecurity-related incidents, while only 21% of RIAS examined hold such policies. [read post]
26 May 2015, 2:50 pm
More than 50% of BDs examined maintain insurance coverage for cybersecurity-related incidents, while only 21% of RIAS examined hold such policies. [read post]
27 Oct 2017, 2:16 am
Below is our quarterly update that has distributed clients and friends. [read post]
3 Aug 2007, 10:35 am
July 2, 2007), and Brinker Restaurant Corporation et al. v. [read post]
29 Nov 2017, 6:58 am
McKenzie, a recently retired senior FBI agent and current employee of the Pinkerton corporate risk management company. [read post]
9 Jun 2009, 6:42 am
Cole, Respondent, Jim W. [read post]
22 Dec 2020, 9:43 am
Last year, Cole-Frieman & Mallon hosted a well attended presentation and networking event with regulatory compliance firm Aspect Advisors. [read post]
8 Dec 2021, 7:27 am
Clients, Friends, Associates: As we near the end of 2021, we have developed a checklist to help managers effectively oversee the business and regulatory landscape for the coming year. [read post]
31 Dec 2019, 8:13 am
Below is our quarterly newsletter. [read post]
15 Dec 2017, 9:01 am
Currently we know of only one qualified custodian capable of holding certain cryptocurrencies or digital assets. [read post]
15 Dec 2017, 9:01 am
Currently we know of only one qualified custodian capable of holding certain cryptocurrencies or digital assets. [read post]
8 Dec 2021, 11:27 am
Clients, Friends, Associates: As we near the end of 2021, we have developed a checklist to help managers effectively oversee the business and regulatory landscape for the coming year. [read post]
15 Aug 2022, 6:31 am
Passive investors, by definition, hold portfolios that simply track an index. [read post]
15 Aug 2022, 6:31 am
Passive investors, by definition, hold portfolios that simply track an index. [read post]
15 Dec 2022, 4:00 am
., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
3 May 2022, 1:55 am
—the U.S. exported $151 billion worth of goods to China and imported $506 billion in goods from China.[2] The large trade deficit is offset by significant Chinese investment in the U.S., usually in the form of security holdings. [read post]
29 Oct 2008, 11:15 am
Residence requirements for public officersInformal Opinions of the Attorney General 2008-10Public Officers Law §3 generally requires that a public officer reside in the political subdivision or municipality in which he or she holds such public office, i.e., the incumbent of a local office "must be a resident of the political subdivision or municipal corporation of the state for which he shall be chosen, or within which the electors electing him [or her] reside, or… [read post]
24 Apr 2012, 5:30 pm
Supreme Court Holds that the TVPA Does Not Apply to Organizations, but Corporate Officers Are Still Fair Game – Washington, DC attorney Xander Meise Bay of Foley Hoag on the firm’s blog, Corporate Social Responsibility and The Law Words You Can’t Say In Court – Houston lawyer Kendall Gray of Andrews Kurth on his blog, The Appellate Record For more of the best, check out LXBN, a complete review of the top insight and commentary across the… [read post]
