Search for: "FINANCIAL RECORDS, In their individual and official capacities"
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15 Aug 2011, 2:45 pm
The Act also includes greater and more precise disclosure of financial information by expanding the categories of value used by reporting individuals to disclose the dollar amounts in their financial disclosure statements. [read post]
12 Nov 2014, 7:39 am
From an objective standpoint, this office has a track record that shows results. [read post]
24 Feb 2022, 1:39 pm
They also added more Russian individuals to its earlier sanctions list. [read post]
7 Nov 2016, 9:31 am
Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
21 Aug 2023, 8:00 am
This step helps establish the official record of the incident and facilitates the claims process. [read post]
25 Jul 2018, 3:29 pm
S. 541, 544 (1967) (financial books and records); United States v. [read post]
20 Sep 2007, 6:05 pm
A complete Georgia record may be obtained with the individual's consent. [read post]
26 Jan 2023, 10:07 am
However, they only apply to a small number of nationalities and have limited capacity. [read post]
24 Jul 2011, 10:56 am
During a conference call with a large number of bipartisan congressional staff, the senior officials at the CFPB indicated that the Bureau would have the capacity to translate into 180 languages. [read post]
9 Jan 2024, 8:00 pm
An official accident report can be instrumental in establishing fault and can serve as essential documentation for legal proceedings. [read post]
16 Dec 2015, 6:06 am
On April 24, 2013, he incorporated Optimal Financial Group Inc. d/b/a/ Global Gold (`Global Gold’) with himself as CEO and sole shareholder. [read post]
3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
23 Aug 2019, 8:54 am
Those individuals could no longer claim they were subject to conflicting commands from two co-equal branches. [read post]
19 Feb 2018, 12:00 am
The Appellate Division ruled that the defendants in this action did not enjoy absolute immunity under common-law because "they did not make their statements in an official capacity while discharging a governmental duty, nor were the statements made during, or for, a judicial, quasi-judicial or administrative hearings. [read post]
16 Mar 2014, 3:38 pm
DAVID DENTON, individually; DALE A. [read post]
1 Aug 2022, 5:01 am
Prior to the war, it would be relatively rare to find a top-level official or major company sanctioned in Russia. [read post]
6 Feb 2024, 8:16 am
While the individual serving in the capacity of president of the association does not cast a vote that has a greater weight than the other directors or officers, they are often responsible for setting the tone for effective administrative oversight. [read post]
16 Jun 2022, 9:05 pm
We act in our individual capacities; our current and former institutional affiliations are noted for identification purposes only. [read post]
18 Apr 2018, 7:31 am
New USPTO Director Andrei Iancu testified in Congress on April 18 for the first time in his new official capacity — this time before the Senate Judiciary Committee. [read post]
14 Dec 2023, 1:21 am
In May of 2022, the Financial Regulatory Authority (FINRA) suspended a Wells Fargo broker from associating with any FINRA member in any capacity for 45 days. [read post]
