Search for: "Fidelity Employer Services Company, LLC" Results 21 - 40 of 58
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4 Jun 2018, 1:19 pm by Amanda Pickens Nitto
Enhanced Recovery Company, LLC d/b/a ERC, et al., No. 1:18-cv-00470 (M.D.N.C. [read post]
10 Feb 2018, 12:00 am by Victor Medina
When we come back we will talk a little bit about 401(k)s ‑‑ why people have them, what you should do if you are leaving your employment, and why you should or shouldn’t have your company stock in your 401 and keep it. [read post]
6 Feb 2018, 7:36 am by Silver Law Group
  Gould, Ambroson & Associates   Colleen Elizabeth Flanagan   Fidelity Brokerage Services LLC   Roy Aurelio Gaytan   Transamerica Financial Advisors, Inc. [read post]
25 Aug 2017, 4:00 am by Biglaw Investor
It doesn’t matter if you’ve formed a corporation or an LLC. [read post]
12 Jul 2016, 2:02 pm
Transamerica joins a growing list of retirement plan service providers that have been the subject of similar excessive-fee lawsuits brought by their plan participants.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
13 Aug 2015, 11:17 am
The company switched the employment status of brokers from employees to independent contractors. [read post]
12 Jan 2015, 10:09 am by The Public Employment Law Press
DeRosa served as the Director of Communications and Legislation for Cordo and Company, an Albany based government affairs firm. [read post]
9 Jun 2014, 4:31 am by Kevin LaCroix
The plaintiffs in these cases were employees of Fidelity Brokerage Services LLC, a subsidiary of FMR Corp. and a private company. [read post]
19 Mar 2014, 1:45 pm by Jason L. Odom
   In the Lawson case, two former employees filed suit against FMR and other related private companies that provide, under contract, investment advisory services to the Fidelity family of mutual funds, alleging unlawful retaliation under SOX. [read post]
19 Mar 2014, 7:21 am by Adam Kielich
The respondent, FMR, LLC (FMR) is the parent company of Fidelity Investments and its various operations (FMR is Fidelity Management & Research) and my former employer. [read post]
11 Mar 2014, 9:31 am by W. Kelly Johnson
” Private employers that provide services to public companies need to beware of this new development. [read post]
11 Mar 2014, 8:48 am by Michael J. Slocum
  There are a number of specific steps which private employers that provide any services to public companies need to take in response to Lawson. [read post]
6 Mar 2014, 8:22 am by W. Kelly Johnson
As background, plaintiffs Lawson and Zang separately initiated lawsuits against their former employer, a privately held company that provided advisory management services to the Fidelity family of mutual funds. [read post]
The Lawson Case The defendants are privately-held companies that, by contract, provide advisory and management services to the Fidelity family of mutual funds. [read post]
30 Oct 2013, 8:00 am by Geoffrey Rapp
          Background Jackie Hosang Lawson, the named plaintiff, worked as a Senior Director of Finance for Fidelity Brokerage Services, LLC, an entity related to mutual fund giant Fidelity. [read post]
24 Oct 2013, 6:51 am by Adam Weinstein
District Court in Boston, Massachusetts against her former employer alleging self-dealing with respect to the management of the FMR LLC Profit Sharing Plan, Fidelity’s 401(k) plan. [read post]