Search for: "Fidelity Employer Services Company, LLC"
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4 Jun 2018, 1:19 pm
Enhanced Recovery Company, LLC d/b/a ERC, et al., No. 1:18-cv-00470 (M.D.N.C. [read post]
10 Feb 2018, 12:00 am
When we come back we will talk a little bit about 401(k)s ‑‑ why people have them, what you should do if you are leaving your employment, and why you should or shouldn’t have your company stock in your 401 and keep it. [read post]
6 Feb 2018, 7:36 am
Gould, Ambroson & Associates Colleen Elizabeth Flanagan Fidelity Brokerage Services LLC Roy Aurelio Gaytan Transamerica Financial Advisors, Inc. [read post]
2 Nov 2017, 4:01 pm
Garfield Beach CVS LLC, filed in the U.S. [read post]
25 Aug 2017, 4:00 am
It doesn’t matter if you’ve formed a corporation or an LLC. [read post]
12 Jul 2016, 2:02 pm
Transamerica joins a growing list of retirement plan service providers that have been the subject of similar excessive-fee lawsuits brought by their plan participants.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
13 Aug 2015, 11:17 am
The company switched the employment status of brokers from employees to independent contractors. [read post]
15 Jun 2015, 7:23 am
Atlas Logistics Group Retail Services (Atlanta), LLC). [read post]
12 Jan 2015, 10:09 am
DeRosa served as the Director of Communications and Legislation for Cordo and Company, an Albany based government affairs firm. [read post]
9 Jun 2014, 4:31 am
The plaintiffs in these cases were employees of Fidelity Brokerage Services LLC, a subsidiary of FMR Corp. and a private company. [read post]
19 Mar 2014, 1:45 pm
In the Lawson case, two former employees filed suit against FMR and other related private companies that provide, under contract, investment advisory services to the Fidelity family of mutual funds, alleging unlawful retaliation under SOX. [read post]
19 Mar 2014, 7:21 am
The respondent, FMR, LLC (FMR) is the parent company of Fidelity Investments and its various operations (FMR is Fidelity Management & Research) and my former employer. [read post]
11 Mar 2014, 3:39 pm
One of the employees worked for Fidelity Brokerage Services, LLC, a subsidiary of the Respondents, for 14 years. [read post]
11 Mar 2014, 9:31 am
” Private employers that provide services to public companies need to beware of this new development. [read post]
11 Mar 2014, 8:48 am
There are a number of specific steps which private employers that provide any services to public companies need to take in response to Lawson. [read post]
SOX Whistleblower Protection Extends to Employees of Private Contractors, According to Supreme Court
6 Mar 2014, 2:26 pm
FMR LLC, 571 U.S. ___ (2014). [read post]
6 Mar 2014, 8:22 am
As background, plaintiffs Lawson and Zang separately initiated lawsuits against their former employer, a privately held company that provided advisory management services to the Fidelity family of mutual funds. [read post]
24 Nov 2013, 6:03 am
The Lawson Case The defendants are privately-held companies that, by contract, provide advisory and management services to the Fidelity family of mutual funds. [read post]
30 Oct 2013, 8:00 am
Background Jackie Hosang Lawson, the named plaintiff, worked as a Senior Director of Finance for Fidelity Brokerage Services, LLC, an entity related to mutual fund giant Fidelity. [read post]
24 Oct 2013, 6:51 am
District Court in Boston, Massachusetts against her former employer alleging self-dealing with respect to the management of the FMR LLC Profit Sharing Plan, Fidelity’s 401(k) plan. [read post]