Search for: "Fields v. Securities and Exchange Commission"
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19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
14 Jul 2023, 5:42 pm
That, in turn, has specifically focused on a widely reported civil investigation demand (CID) initiated by the Federal Trade Commission (FTC File 232-3044) and directed against OpenAI and its now quite famous ChatGPT.Pix Credit hereThe company behind the popular artificial intelligence tool ChatGPT is being investigated by the Federal Trade Commission (FTC) over potentially engaging in deceptive privacy practices or harming consumers, The Washington Post reported Thursday. [read post]
1 Jul 2023, 6:44 pm
Again exchanges are emphasized, this time in the context of rule of law, law enforcement and the judicial field. [read post]
16 Jun 2023, 12:54 pm
Meanwhile, some notable independent agencies include the Environmental Protection Agency (EPA), the Central Intelligence Agency (CIA), the Federal Communications Commission (FCC), and the Securities and Exchange Commission (SEC). [read post]
14 May 2023, 6:56 pm
The normative focus is on development, collective prosperity and security, and on compliance with local law and localized international standards. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
23 Apr 2023, 9:01 pm
It also established this important agency I’m honored to chair, the Securities and Exchange Commission. [read post]
2 Feb 2023, 7:23 am
The Commission has authority to alter the dollar amounts in the definition of “eligible privately-held company. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
31 Jan 2023, 2:38 pm
Pix Credit here I take this opportunity to let people know that I have posted a new discussion draft, "Chinese State-Owned Companies and Investment in Latin America and Europe. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
19 Jan 2023, 12:49 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
15 Jan 2023, 2:35 pm
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
21 Dec 2022, 6:03 am
Title V of Division AA of the FY23 appropriations bill would provide for a registration exemption for small business mergers and acquisitions brokers by amending Exchange Act Section 15(b) to add a new subsection (13). [read post]
8 Dec 2022, 6:06 am
This is, in part, because the Netherlands has in recent years “traditionally played a leading role in the field of international justice, the pursuit of accountability and, more specifically, the prosecution of international crimes. [read post]
24 Nov 2022, 9:00 pm
Securities and Exchange Commission, on Friday, November 18, 2022 Tags: Asset management, Disclosure, ESG, Financial regulation, SEC enforcement, Stewardship Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner Posted by Hester M. [read post]
24 Nov 2022, 9:00 pm
Securities and Exchange Commission, on Friday, November 18, 2022 Tags: Asset management, Disclosure, ESG, Financial regulation, SEC enforcement, Stewardship Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner Posted by Hester M. [read post]
31 Oct 2022, 11:20 am
In 2021, the Supreme Court of the United States released its opinion in the case National Collegiate Athletic Association v. [read post]
30 Sep 2022, 11:33 pm
This is its newsletter dealing with recent developments in the field. [read post]
12 Sep 2022, 5:00 am
Data Protection v. [read post]
