Search for: "Frank Moody" Results 21 - 40 of 110
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3 Apr 2017, 6:39 am by Lucy Dicks-Mireaux
Another major achievement of the Act is the regulation of credit rating agencies like Moody´s and Standard and Poor’s by creating an Office of Credit Ratings at the SEC. [read post]
22 Feb 2016, 5:00 am by Randi Morrison
These are the exact same deficiencies that caused the 2008 financial crisis, and that the Dodd-Frank Act was supposed to address. [read post]
12 Mar 2015, 8:58 am by JD Hull
Since you talk about it so much at parties and in bars, it's high time you read it. [read post]
1 Dec 2014, 1:57 pm by Patrick
MOODY, TX — Elizabeth Arney was killed in a two-vehicle collision that was reported outside Moody, Texas on Thursday, November 27th, 2014. [read post]
27 Dec 2013, 6:36 am
And let’s use this opportunity to check in on the SEC’s new Dodd-Frank whistleblower program. [read post]
3 Dec 2013, 11:00 am by Old Fox
Frank Losdon, Co-founder NASB, quoted in G.A. [read post]
28 Mar 2013, 9:42 am by James Hamilton
In a letter to SEC Chair Elisse Walter, House Financial Services Committee Chair Jeb Hensarling (R-TX) and Capital Markets Subcommittee Chair Scott Garrett (R-NJ) emphasized that the repriortization of SEC Dodd-Frank Act rulemaking to crafting regulations under Section 939F rather than completing the work under Section 939A would further entrench the status quo of the Big Three credit rating agencies rather than reforming their structures. [read post]
27 Feb 2013, 4:12 pm by INFORRM
Pistorius bail, Moody’s downgrade and Child poverty for the week ending Sunday 24 February Pistorius bail covered most Moody’s downgrade of the UK’s credit rating covered lots Child poverty covered little For the latest instalment of Tobias Grubbe, journalisted’s 18th century jobbing journalist, go to journalisted.com/tobias-grubbe. [read post]
25 Jun 2012, 1:40 pm by Felix Shipkevich
Dodd-Frank opponents argue that, far from underlining a need for more regulation, the downgrades demonstrate that the Act has failed to achieve its objectives. [read post]
25 Jun 2012, 1:40 pm by Felix Shipkevich
Dodd-Frank opponents argue that, far from underlining a need for more regulation, the downgrades demonstrate that the Act has failed to achieve its objectives. [read post]
14 Jun 2012, 8:57 am by David Smyth
From a securities enforcement perspective, one of the most significant aspects of 2010’s Dodd-Frank Act was Section 929P: the authorization for the SEC to seek civil penalties in administrative proceedings. [read post]
18 Apr 2012, 9:15 am by Mandelman
  So, as far as selling them more mortgage-backed securities rated “investment grade” by Moody’s or S&P… I don’t think you need an MBA from Harvard to come to the conclusion that the prospects of that happening anytime soon are… shall we say… “BLEAK. [read post]