Search for: "IN RE AMENDMENT TO RULE 4(F) OF THE RULES OF THE CLIENT SECURITY FUND COMMITTEE"
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29 May 2016, 9:09 am
§ 949p-4(b)(3); see also 10 U.S.C. [read post]
14 Jan 2016, 5:10 pm
In particular, there has been a significant increase in the number of hedge funds that are activists. [read post]
10 Nov 2013, 5:30 am
http://t.co/cacsj5QaY7 -> Computer and Internet Law Updates for 2013-11-04: Legal Education: One Vision of the Future http://t.co/RpX… http://t.co/z5WTIShMEQ -> Combating Counterfeit Products Act before Standing Committee http://t.co/IPNw7iA0Ap -> Combating Counterfeit Products Act before Standing Committee: The House of Commons Standing Committee on Indus… http://t.co/GoeLxO96H4 -> POLL: Are NSA, DHS Products Parody or Copyright Infringement? [read post]
30 Oct 2011, 6:25 am
Ron Calderon, who chairs the California State Senate’s banking committee, sponsored Senate Bill 94 (SB 94). [read post]
23 Oct 2011, 9:06 am
”) Flush with silicone MDL “common benefits money,” plaintiffs’ counsel helped fund SKAPP, rather than returning the money to their clients. [read post]
29 Sep 2011, 2:00 am
INSIDER TRADING ANALYSIS The Court undertook a detailed analysis of the classical and misappropriation theories of insider trading under section 10(b) of the Securities Exchange Act of 1934, as amended, and Rule 10b-5 promulgated thereunder. [read post]
29 Sep 2011, 2:00 am
INSIDER TRADING ANALYSIS The Court undertook a detailed analysis of the classical and misappropriation theories of insider trading under section 10(b) of the Securities Exchange Act of 1934, as amended, and Rule 10b-5 promulgated thereunder. [read post]
28 Mar 2011, 7:02 pm
Under Rule 9011 of the bankruptcy rules of procedure, a party can demand that part or all of a complaint be withdrawn. [read post]
9 Feb 2011, 6:58 am
And others that claim to represent a hedge fund that’s going to buy your note from your bank and then sell it to you for less, but they can bever seem to be able to tell you the name of a homeowner fro whom their plan worked, or even the name of the hedge fund, as if such a thing would be kept secret were it in any way true. [read post]
16 Sep 2010, 1:22 pm
” Id. at 4.That’s the basic principle.The Third Circuit, at least as much as any circuit in the country, has repeatedly admonished the courts it supervises (including Pennsylvania federal courts) to follow this rule. [read post]
7 Apr 2010, 3:44 pm
Wilkinson, Youngstown News, March 31, 2010 A&L Salvage Landfill has agreed to more than a $4 million settlement with the Ohio Environmental Protection Agency to correct long-standing problems at its closed landfill. [read post]
23 Feb 2010, 6:16 am
Of particular note, in December, the Securities and Exchange Commission (”SEC”) adopted new proxy disclosure rules that likely will be a focal point for public company directors, as the new rules relate to disclosures regarding the composition and operation of boards of directors. [1] This memorandum is an update of our client alert covering considerations for public company directors in the current environment issued on October 15, 2009. 1. [read post]
10 Dec 2009, 6:09 am
Background The SEC has incorporated the term "nationally recognized statistical rating organization" ("NRSRO") into various rules and forms for over 30 years, beginning with amendments to its broker-dealer net capital rule in 1975. [1] Since then, the term "NRSRO" has been used by the SEC to define eligibility to use various registration statement forms, [2] and in rules that describe the information that must be disclosed by… [read post]
18 Jul 2009, 7:31 am
In his May testimony to the Senate Banking Committee, [2] Mr. [read post]
5 Apr 2009, 1:26 pm
(Editor’s Note: This post is based on a client memorandum by Jonathan C. [read post]
29 Jan 2009, 2:44 pm
While the previous bill amended the Investment Advisers Act of 1940, this bill amends the Investment Company Act of 1940 (”ICA”). [read post]
28 Jan 2009, 9:40 am
Organized in 1996 and re-organized in 2003, the Bayou Fund and its various successor hedge funds were all managed by Bayou Management LLC, and the trading activities of the group were conducted through a single, captive broker-dealer called Bayou Securities LLC.[4] All these entities were owned and controlled by Sam Israel ("Israel"), the chief executive of Bayou Management. [read post]
