Search for: "In Interest of TD"
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21 Nov 2022, 5:22 am
“An attorney holding funds in escrow owes a fiduciary duty to anyone with a beneficial interest in the trust” (Baquerizo v Monasterio, 90 AD3d 587, 587 [internal quotation marks omitted]; see Levit v Allstate Ins. [read post]
30 Sep 2022, 5:58 pm
In particular, he paid for the trades with funds in his TD Ameritrade account which were held in the U.S. [read post]
27 Sep 2022, 1:23 pm
The 2022 rates are: Maximum Total Disability (TD) is $790.00. [read post]
21 Sep 2022, 12:37 pm
The following three firms agreed to settle the charges, cease and desist from future violations of those provisions, be censured, and pay the following monetary relief: BNY will pay $656,833.56 in disgorgement plus prejudgment interest and a $300,000 penalty; TD will pay $52,955.92 in disgorgement plus prejudgment interest and a $100,000 penalty; and Jefferies will pay $43,215.22 in disgorgement plus prejudgment interest and a $100,000 penalty. [read post]
14 Sep 2022, 11:59 am
TD agreed to pay $52,955.92 in disgorgement plus prejudgment interest and a $100,000 penalty, while Jefferies agreed to pay $43,215.22 in disgorgement plus prejudgment interest and a $100,000 penalty. [read post]
16 Aug 2022, 3:22 pm
Darragh O’Brien TD, Irish Minister for Housing, Local Government and Heritage, Monday referred a report into alleged conflicts of interest at An Bord Pleanála to the Director of Public Prosecutions (DPP). [read post]
13 Aug 2022, 8:55 am
Claimant sought damages, interest, costs, and an Expungement.... [read post]
29 Jun 2022, 8:03 am
” Hat tip to Nigel Riley, general manager of risk and compliance solutions at Intapp, for sending this interesting one my way: “Game over? [read post]
17 May 2022, 9:01 pm
Inflation, rising interest rates, the Ukraine crisis, continuing effects of Covid-19, lasting supply chain issues, a difficult regulatory environment, and uncertainty regarding the global and U.S. economies have had an undeniable impact on the pace of M&A activity so far in 2022. [read post]
9 May 2022, 1:50 pm
TD Ameritrade offered its brokerage clients a cash sweep option in which excess cash in the brokerage account would be transferred daily to an insured deposit account (IDA), where it would earn interest. [read post]
28 Mar 2022, 12:50 am
To date, there have been 10 samples with detectable PFAS out of 532 TDS samples the FDA has tested since 2019. [read post]
18 Mar 2022, 8:52 am
According to numerous reports, Massachusetts Secretary of the Commonwealth William Galvin is investigating whether TD Ameritrade, Merrill Lynch, LPL Financial, Ameriprise, Securities America and SoFi are harming their customers by refusing to raise interest rates paid in customers’ sweep accounts after the recent rate increase by the Federal Reserve. [read post]
4 Mar 2022, 9:57 am
However, TD will pay an additional $0.65 per share if the deal is not completed before Nov. 27. [read post]
19 Jan 2022, 11:13 am
In response, counsel for SMART-TD and BLET filed joint motions that their two pending motions for preliminary injunction be “held in abeyance unless or until Amtrak reinstates its mandatory vaccination policy. [read post]
11 Jan 2022, 2:03 pm
Going toe to toe with huge firms also means leveraging project management techniques and technology to maximize productivity, according to Luis Salazar of Salazar Law in Miami, whose clients include TD Ameritrade and Wells Fargo. [read post]
4 Jan 2022, 7:56 am
It is expected that there will be more career opportunities for individuals interested in working with the Irish language. [read post]
30 Nov 2021, 8:38 am
Clyde Jensen (Clyde Anthony Jensen CRD:#5658476) is a registered broker and investment advisor whose last known employer was TD Private Client Wealth LLC (CRD#:164484) of Tampa, FL. [read post]
18 Nov 2021, 12:30 am
Another issue is then around the TDS as being a resident landlord my tenancy agreement doesn’t mention the TDS but just general conditions on the deposit, deductions from deposit, interest etc and a line that states “Subject to any rules or provisions of the deposit scheme”. [read post]
21 Oct 2021, 6:35 am
The report, however, finds no causal connection between the meme stock volatility and conflicts of interest, payment for order flow, off-exchange trading, wholesale market-making, or any other market practice that has drawn recent popular attention. [read post]
5 Oct 2021, 9:30 am
A $25 million penalty against TD Bank, N.A., which was also ordered to pay an estimated $97 million in customer restitution, resolving claims that the bank misrepresented overdraft fees. [read post]
