Search for: "JULIE FRANK"
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8 Apr 2024, 9:43 am
Professors Julie Roin, played by Elise Gramlich, ’24, and Anna-Maria Marshall, played by Cordell Brown, ’24, audition for the symposium keynote by suggesting bringing Enron back and repealing the Sarbanes-Oxley Act to the tune of “Sexy Back. [read post]
7 Apr 2024, 9:23 am
On July 3, 2017, a Dollar General store in Port Orange displayed seasonal merchandise in two “U-boats”—carts shaped like hotel baggage carriers—outside the store’s entrance. [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
26 Mar 2024, 9:01 pm
The CFPB’s Small Business Rule The Small Business Rule, issued on March 30, 2023, implements Section 1071 of the Dodd-Frank Act, which requires creditors to determine whether a business “is a women-owned, minority-owned, or small business. [read post]
25 Mar 2024, 1:15 pm
After extensive comments, in July, 2011 the Federal Reserve adopted a rule capping interchange fees. [read post]
24 Mar 2024, 9:01 pm
Today, Columbia is honoring Jack Coffee, a leader of securities law scholarship and policy. [read post]
22 Mar 2024, 4:00 am
Afflicted with a “culture of complacency[1],” the Ontario Superior Court has long struggled to timely advance cases to trial. [read post]
16 Mar 2024, 9:31 pm
On July 4, 2023, the district court granted a preliminary injunction, relying in significant part on a number of mischaracterizations and false claims in issuing a wide-ranging order limiting government communication with social media platforms and independent researchers. [read post]
12 Mar 2024, 3:36 am
[3] For a useful discussion of how compliance with aspects of the federal securities laws and existing SEC rules is not attainable (or in some cases virtually impossible) for cryptoasset securities, see Coinbase Petition for Rulemaking (July 21, 2022), available at https://www.sec.gov/files/rules/petitions/2022/petn4-789.pdf [read post]
29 Feb 2024, 7:15 pm
Julie C. [read post]
29 Feb 2024, 5:17 pm
FDA-2015-E-2602, FDA-2015-E-2604, FDA-2015-E-2619, and FDA-2015-E-2615), and concern FDA’s July 23, 2014 Accelerated Approval of NDA 205858 and NDA 206545 for ZYDELIG (idelalisib) Tablets for different uses. [read post]
26 Feb 2024, 12:33 am
On Tuesday 20 and Wednesday 21 February 2024, the High Court heard an appeal against the 2023 decision to deny Julian Assange permission to appeal his extradition order. [read post]
21 Feb 2024, 12:48 am
Professor Jay, the former Chair of the Independent Inquiry into Child Sexual Abuse, IICSA, agreed in July to develop proposals around independence in safeguarding in the Church. [read post]
15 Feb 2024, 9:01 pm
”[4] When Douglas left for the Supreme Court in 1939, another YLS faculty member, Jerome Frank, for whom your legal services clinic is named, became our fourth Chair.[5] The SEC oversees the $110 trillion capital markets. [read post]
12 Feb 2024, 9:47 am
“ — Billy Frank Jr., Where the Salmon Run: The Life and Legacy of Billy Frank Jr. [read post]
7 Feb 2024, 5:34 am
Details of the SEC’s Findings According to the SEC, from March 2020 through July 2023, J.P. [read post]
24 Jan 2024, 7:51 am
The SEC announced that JPMS will pay an $18 million civil penalty to resolve these allegations, clarifying the firm’s practices from March 2020 through July 2023. [read post]
24 Jan 2024, 6:00 am
Much of the world was riveted for two days earlier this month as lawyers chastised and defended Israel on the floor of the International Court of Justice in South Africa’s lawsuit alleging that Israel has been violating its obligations under the Convention against Genocide. [read post]
22 Jan 2024, 9:01 pm
I will share some statistics based on offerings by private companies between July 1, 2022 and June 30, 2023 and in which retail investors could participate.[12] Over 17,000 offerings relied on rule 506(b) to raise approximately $259 billion.[13] The next most used exemption was rule 506(c), with slightly more than 2,200 deals raising approximately $16 billion.[14] Other ways to raise capital without registration – such as Regulation A, Regulation Crowdfunding, and rule 504 –… [read post]
22 Jan 2024, 2:49 pm
On July 21, Virginia-based consulting and engineering contractor Booz Allen agreed to pay roughly $377 million to settle charges it violated the False Claims Act by improperly billing the government for costs that should have been billed to its commercial and international contracts. [read post]
