Search for: "Jefferies, LLC"
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11 Aug 2018, 9:04 pm
Jeffery A. [read post]
3 Jan 2017, 10:09 am
A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former Jefferies Group LLC bond trader goes back on trial Wednesday in New Haven, Conn, according to The Wall Street Journal on January 3. [read post]
8 May 2015, 2:29 pm
Habb, Jeffery B. [read post]
22 Jan 2009, 2:00 am
Jeffery (jjeffery@cmn-law.com) Chittenden, Murday, & Novotny LLC Chicago, Illinois [read post]
22 Jan 2009, 2:00 am
Jeffery (jjeffery@cmn-law.com) Chittenden, Murday, & Novotny LLC Chicago, Illinois [read post]
8 Jul 2019, 6:00 am
This decision also is notable for sustaining a bad faith claim against directors and claims against the investment bank Jefferies. [read post]
23 Dec 2010, 4:19 am
© 2010 Simple Justice NY LLC. [read post]
7 Nov 2019, 8:04 am
“Attys Disqualified From Wyndham’s Timeshare Exit Suit” — “Magistrate Judge Jeffery S. [read post]
2 Jun 2015, 9:02 am
They temporarily are barred from engaging with investors, and Veros Partners is prohibited from working with any investors in private securities offerings.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
29 Mar 2016, 1:01 pm
According to the declaration of Southcross’s restructuring advisor, Jeffery J. [read post]
WEBB v. FRAWLEY: 7TH CIRCUIT EMPHASIZES THE IMPORTANCE OF PLEADING STANDARDS IN RECENT ILLINOIS CASE
24 Oct 2018, 7:35 am
Jefferies LLC is a securities and investment banking firm that was looking to get into the trading of precious metals futures. [read post]
26 Mar 2010, 7:28 pm
Co-Counsel for the class is The Sanders Law Firm and environmental attorney Jeffery Sanders out of Covington, Kentucky. [read post]
10 Sep 2019, 2:34 am
Credit Suisse AG, London Branch LKD TO Morgan Stanley Medium Term SR NTS Morgan Stanley Medium Term SR NTS Leveraged Curve and Russell 2000 Pacific Beacon LLC 2006 SER A Military Morgan Stanley Medium Term SR NTS DTD7/31/14 Morgan Stanley Medium Term SR NTS DTD 04/30/12 Hamden Conn Taxable Int Rate DTD 03/10/15 Hewlett Packard Co Fixed Global NT DTD 9/19/11 Morgan Stanley Medium Term SR NTS DTD 04/30/12 Morgan Stanley Medium Term SR NTS DTD 07/31/14 Jefferies Group LLC /… [read post]
7 May 2021, 6:36 am
The two principles are Kent Phelps, an Arizona lawyer since 1996, and Jeffery B. [read post]
25 Mar 2014, 12:25 pm
., Florence Pirce Grant Professor of Community Health, Public Health Program, Brown University School of Medicine Wall Street perspective: the current appetite for deals Jay Barnes, Senior Vice President, Healthcare Investment Banking, Jefferies LLC Hill briefing on Medicare legislation Cate McCanless, Senior Policy Advisor, Brownstein Hyatt Farber Schreck Limited seating is still available for this complimentary program. [read post]
25 Mar 2014, 12:47 pm
., Florence Pirce Grant Professor of Community Health, Public Health Program, Brown University School of Medicine Wall Street perspective: the current appetite for deals Jay Barnes, Senior Vice President, Healthcare Investment Banking, Jefferies LLC Hill briefing on Medicare legislation Cate McCanless, Senior Policy Advisor, Brownstein Hyatt Farber Schreck Limited seating is still available for this complimentary program. [read post]
17 Apr 2015, 9:59 am
According to the indictment and documents filed in court, between 2005 and 2007, Gardner and Voigt solicited and raised funds from private investors in connection with Gardner’s business entity, Hennessey Financial, LLC. [read post]
17 Aug 2010, 2:45 am
Ableco Finance LLC v. [read post]
8 Nov 2021, 1:17 pm
Robert Wong Jefferies LLC Scott-Macon Securities, Inc. [read post]
21 Nov 2022, 9:02 am
LLC Jefferies LLC Morgan Stanley & Co. [read post]