Search for: "LEHMAN BROTHERS INC"
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31 Dec 2020, 5:30 pm
The Devil's Casino: Friendship, Betrayal, and the High-Stakes Games Played Inside Lehman Brothers by Vicky Ward (2010) 25. [read post]
17 Dec 2020, 7:54 am
Lehman Brothers Holdings Inc. [read post]
15 Oct 2020, 1:01 pm
Mills Fun Grp., Inc. v. [read post]
6 Oct 2020, 3:23 am
Barclays Capital Inc. and Barclays PLC v. [read post]
6 Aug 2020, 4:00 am
These claims were in addition to a prior claim for alleged sales practice violations related to a Lehman Brothers structured. [read post]
3 Aug 2020, 1:36 pm
(CRD# 7059), Lehman Brothers Inc. [read post]
31 Mar 2020, 4:31 am
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
12 Mar 2020, 3:06 pm
Lehman Brothers Holdings Inc. [read post]
6 Jan 2020, 4:02 am
January 28, 2020 - 2 PM: Progressive Beverages, Inc. v. [read post]
4 Jun 2019, 7:28 am
Although it was a summary order with no precedential effect, the Second Circuit held in In re: Lehman Brothers Holdings, Inc. [read post]
1 Feb 2019, 12:44 pm
Horatia Muir Watt, Autotomizing financial markets: Lehman Brothers v. [read post]
15 Jan 2019, 7:43 am
Previous employment includes Wachovia Securities, LLC from January 2001 to October 2003, Prudential Securities Incorporated from April 1993 to January 2001, Lehman Brothers Inc. from August 1985 to April 1993 and McLaughlin, Piven, Vogel Inc. from January 1985 to August 1985. [read post]
14 Dec 2018, 1:13 pm
Weinberg’s BrokerCheck record also notes that previous to working for Merrill and Stern, she was a registered broker with Morgan Stanley (MS), Prudential Securities Inc., and Lehman Brothers Inc. [read post]
7 Dec 2018, 6:08 am
Florham, NJ — July 31, 1993 to June 1, 2009 • Lehman Brother Inc., New York, NY — May 21, 1987 to July 31, 1993 Plyer’s BrokerCheck Report also states that Morgan Stanley discharged Plyer following allegations regarding Plyer’s alleged execution of trades in clients’ accounts without authorization, FINRA notes. [read post]
27 Nov 2018, 10:11 am
William Dumchus has also worked at the following firms: • Wells Fargo, NJ, Westfield, NJ — February 3, 2006 through April 17, 2014 • UBS Financial Services, Inc., Weehawken, NJ — December 1, 2000 through February 23, 2006 • Salomon Smith Barney, Inc., New York, NY — July 31, 1993 through December 11, 2000 • Lehman Brothers Inc., New York, NY — April 27, 1984 through July 31, 1993 • … [read post]
6 Nov 2018, 11:51 am
As the IMF loan was being negotiated, Bloomberg reported on 24 September 2018 that BlackRock Inc., Carval Investors LLC and other funds that specialize in distressed debt were interested in opportunities to finance Argentine companies, particularly where traditional bank lending may be more difficult to come by following the “notebooks scandal“. [read post]
25 Oct 2018, 6:43 am
From April 1988 to July 1993, Garapedian was registered with Lehman Brothers Inc. [read post]
11 Oct 2018, 6:01 am
Last week, Lehman Brothers Holdings Inc. [read post]
5 Oct 2018, 1:39 pm
Indeed, the fall of Lehman Brothers, Bear Stearns and other financial institutions, which caused deep losses in the retirement accounts of Mom and Pop investors, did not result in a single prosecution of the wrongdoers who misled investors and hurt their own firms and shareholders. [read post]
28 Aug 2018, 9:12 am
Oppenheimer later learned that Lehman Brothers, Inc. was trying to get out of the ARS business, and knew that this could result in auction failures, meaning that clients would be left with securities that they could not sell. [read post]
