Search for: "LISA PIERCE"
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26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley,… [read post]
6 Nov 2019, 3:55 am
Lisa Heinzerling previewed the case for this blog. [read post]
30 Sep 2019, 9:05 am
Carlton (limited liability/veil piercing) Role and Purpose of the Corporation and Corporate Combinations in Society Dodge v. [read post]
13 Sep 2019, 7:25 am
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
25 Apr 2019, 11:59 am
Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N.A. [read post]
25 Apr 2019, 3:57 am
At the National League of Cities’ CitiesSpeak blog, Lisa Soronen writes that, after Tuesday’s oral argument in Department of Commerce v. [read post]
18 Apr 2019, 9:01 pm
California: Judge Dismisses Lawsuit Against Santa Clara Mayor in Conflict-of-Interest CaseSan Jose Mercury News – Thy Vo | Published: 4/15/2019 Superior Court Judge Mark Pierce threw out a lawsuit that accused Santa Clara Mayor Lisa Gillmor of failing to divulge at least $180,000 in income on conflict-of-interest forms, ruling the documents are “political works” exempt from disclosure requirements. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
25 Dec 2018, 9:30 pm
Laying Down the Law on Rule Delays June 4, 2018 | Lisa Heinzerling, Georgetown University Law Center The Trump Administration’s regulatory freeze was notable for its sweeping scope and blunderbuss execution. [read post]
25 Sep 2018, 9:00 am
Magistrate Judge Lisa Pupo Lenihan nevertheless dug deep into the parties' arguments to issue a thorough and strong opinion highlighting the difficulty of piercing a corporate veil in an environmental case and concluding that the Defendants were neither corporate successors nor alter egos of their respective subsidiaries. [read post]
15 Aug 2018, 2:59 pm
Below the fold are the results of the 2018-2019 Law Professor Twitter Census. [read post]
5 Jul 2018, 4:15 am
Lisa Murkowski of Alaska and Sen. [read post]
25 Dec 2017, 9:40 pm
The Regulatory Review is pleased to highlight our top fifty regulatory essays of 2017 authored by outside contributors. [read post]
25 Dec 2017, 9:40 pm
The Regulatory Review is pleased to highlight our top fifty regulatory essays of 2017 authored by outside contributors. [read post]
Call for Papers: LASA2018: Latin American Studies in a Globalized World, 23-26 May, Barcelona, Spain
8 Aug 2017, 6:57 pm
I am pleased to pass along this call for papers for the Latin American Studies Association (LASA) 2018 Congress: Latin American Studies in a Globalized World, 23-26 May, Barcelona, Spain. [read post]
25 Jul 2017, 7:05 pm
Reuters reported last week that President Trump plans to renominate Hester Pierce to be an SEC Commissioner. [read post]
7 Apr 2017, 2:17 pm
News & World Report, Ryan Lovelace of the Washington Examiner, Caleb Ecarma of The Daily Signal and Lisa Mascaro and David Savage of the Los Angeles Times. [read post]
8 Mar 2017, 11:28 am
In honor of International Women's Day, a list of some films that feature female lawyers and judges.A la folie, pas du tout (2002). [read post]
8 Mar 2017, 11:28 am
In honor of International Women's Day, a list of some films that feature female lawyers and judges.A la folie, pas du tout (2002). [read post]
