Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 21 - 40 of 113
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NASAA and the SEC: Presenting a United Front to Protect Investors
20 Apr 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Strengthening Oversight of Broker-Dealers to Prevent Another Madoff
1 Aug 2013, 6:23 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Pension Funds as Owners and Investors
13 Jul 2012, 6:24 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Effective Consolidated Audit Trail: Keeping the Door Open
27 Jul 2012, 6:16 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Facilitating Real Capital Formation
23 Apr 2011, 6:07 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
An Update on Diversity and Financial Literacy
7 May 2011, 6:26 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on the SEC’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1)
14 Jan 2014, 6:25 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Defining Dealers and Major Participants in the Cross-Border Context
29 Jun 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Promoting Investor Protection in Small Business Capital Formation
4 Jan 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Addressing Conflicts of Interest in the Credit Ratings Industry
25 May 2013, 7:35 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Setting Forth Goals for 2015
25 Feb 2015, 6:02 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Effective Small Business Capital Formation
30 Nov 2012, 5:48 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents
22 Dec 2014, 1:59 pm by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Harnessing Crowdfunding to Help Small Businesses, While Protecting Investors
30 Oct 2013, 6:16 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Fighting on Behalf of Investors Despite Efforts to Weaken Protections
16 Apr 2013, 2:47 pm by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on the Volcker Rule and Reducing Systemic Risk
11 Dec 2013, 6:13 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Making the Municipal Securities Market More Transparent, Liquid, and Fair
22 Feb 2015, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
An Informed Approach to Issues Facing the Mutual Fund Industry
10 Apr 2014, 6:22 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Merely Cracking the Glass Ceiling is Not Enough
23 May 2013, 6:46 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus
17 Jun 2014, 6:06 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov