Search for: "Matter of JP"
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24 May 2023, 4:00 pm
History The first major regulatory action based on off-channel communications was announced in December 2021, when the SEC and CFTC fined JP Morgan $200 million based on widespread off-channel communications. [read post]
3 May 2023, 1:45 pm
"' Royal prerogatives vel non is a point of law, I suppose, but whether the assertion of any form of presidential immunity amounts to a contention that the President is "above the law" is preeminently a matter of opinion, and we can let the editorial writers argue about it. [read post]
2 May 2023, 12:01 am
Your identity matters, but that it doesn't, the fact that you're a dog doesn't mean you can't play. [read post]
14 Apr 2023, 5:16 am
As a follow-up to my previous Lawfare article, I will explore, in detail, the reasons for the long-running discord between civil society and military approaches and focus on why that matters in the context of CHMR-AP implementation. [read post]
12 Apr 2023, 8:25 am
Jake is one of the preeminent lawyers in the country for securities fraud matters and FINRA arbitration. [read post]
31 Mar 2023, 11:36 am
FINRA can investigate the matter and take disciplinary action against the broker or broker-dealer if necessary. [read post]
31 Mar 2023, 9:00 am
Other cases in the SEC crosshairs involve SPACs, cryptocurrency, and ESG, some of the high-profile matters of the last 18 months. [read post]
22 Mar 2023, 7:37 pm
When an ambiguous law or regulation is presented to a court, it is the court’s job to decide what it means, no matter how ambiguous or inartful the provision may be. [read post]
22 Mar 2023, 12:52 pm
Jake is one of the preeminent lawyers in the country for securities frauds matters and FINRA arbitration. [read post]
1 Mar 2023, 7:55 am
Jake is one of the preeminent lawyers in the country for securities fraud matters and FINRA arbitration. [read post]
16 Feb 2023, 6:02 am
Why does it Matter if your Trades are Solicited in a FINRA Claim? [read post]
7 Feb 2023, 7:51 pm
Also, HSBC (US) and JP Morgan (US) were different from the funder’s shareholders, HSBC Custody Nominees (Australia) Limited and JP Morgan Nominees Australia Limited. [read post]
11 Jan 2023, 9:15 am
JP * Must Universities Shut Down Constitutionally Protected Speech Forums That Also Enable Student Harassment? [read post]
22 Nov 2022, 4:00 am
What a waste of time and money Welp. this JP at city hall is on one hell of a power trip. so unfair, and wasting everyone’s time. get over yourself already Some family lawyers say paralegals aren’t competent to handle family law… but don’t they realize how stupid some family lawyers are?! [read post]
17 Nov 2022, 1:14 pm
These two matters alone accounted for over 35% of the fiscal year’s record total of monetary awards. [read post]
9 Nov 2022, 4:05 am
No matter who we were, we were united in our democracy. [read post]
1 Nov 2022, 3:13 am
“You want to go to the Home Depot Tool Rental department,” JP tells us. [read post]
26 Oct 2022, 6:58 am
They do not include names of child witnesses or victims, records from municipal or JP courts, or records of non-juveniles which generally means before the age of 10 or after 17 in most cases. [read post]
25 Oct 2022, 4:30 pm
It’s because every single vote matters in a democracy and it takes time to count all those voices. [read post]
5 Oct 2022, 6:30 am
Posted by Laura Harder, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, October 5, 2022 Editor's Note: Laura Harder is an Associate at Cleary Gottlieb Steen & Hamilton LLP. [read post]
