Search for: "Matter of Lynch"
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9 Nov 2011, 1:04 pm
Eccleston Law represents financial advisers nationwide in regulatory, compliance, disciplinary and employment matters in arbitration, litigation, and before regulatory bodies such as the SEC, FINRA and state securities regulators. [read post]
22 Oct 2009, 11:13 am
Last week the Delaware Court of Chancery heard arguments in the litigation involving the Bank of America and Merrill Lynch merger. [read post]
7 Apr 2017, 7:39 am
Lastly, the complaint alleges that because Merrill Lynch held liens over its customers’ securities, it violated customer protection laws.The lawsuit stems from a recent SEC settlement where Merrill Lynch agreed to pay $415 million and admit wrongdoing over the same matter. [read post]
27 Jul 2022, 2:38 pm
The most important take-away from this post is to understand it does not matter that Merrill Lynch calls it, if the misconduct involved investments and clients, Merrill Lynch is responsible for the conduct of its agent – full stop. [read post]
20 Jul 2011, 1:00 pm
Merrill Lynch & Co., Inc., No. 08-cv-10841 (S.D.N.Y. [read post]
10 Aug 2012, 2:26 pm
The 65-count indictment alleges that between 2008 and 2010, while working as a financial advisor at Merrill Lynch, Lanier transmitted fraudulent letters of authorization bearing forged client signatures to Merrill Lynch client associates who were responsible for processing wire transfers of client funds. [read post]
10 Aug 2012, 2:26 pm
The 65-count indictment alleges that between 2008 and 2010, while working as a financial advisor at Merrill Lynch, Lanier transmitted fraudulent letters of authorization bearing forged client signatures to Merrill Lynch client associates who were responsible for processing wire transfers of client funds. [read post]
11 Jan 2017, 6:29 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
9 Apr 2004, 6:55 am
Merrill Lynch believes nanotechnology is the next logical step in miniaturization and that it is only a matter of time before the impact is felt in many industries. [read post]
7 Aug 2009, 9:14 am
We wonder which law firm is representing B of A in this matter -- there's nothing like a good old-fashioned congressional investigation to get the billable-hour engines revving. [read post]
29 Jun 2016, 3:25 pm
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
23 Aug 2019, 1:29 pm
This week the sun has set on the near quarter of a century career of Bank of America Merrill Lynch top private wealth manager Patrick Dwyer. [read post]
16 Jan 2014, 4:39 am
In the Matter of the FINRA Arbitration Betwee... [read post]
28 Aug 2018, 6:51 am
According to BrokerCheck records financial advisor Charles Kenahan (Kenahan), currently employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) has been subject to four customer complaints. [read post]
10 Sep 2018, 1:01 am
Matters worsened after 1877, when the federal government withdrew its troops from the South, and Reconstruction was considered ended. [read post]
16 Oct 2021, 10:05 am
Lakhbir Singh’s family has questioned this claim and demanded a high-level probe into the matter. [read post]
25 Oct 2016, 11:38 am
Lynch also gave assurances to the group that the United States is committed to fighting corruption noting that “we are working tirelessly to detect corruption and bring wrongdoers to justice – no matter how powerful the actors, no matter how complex the crimes, and no matter where the crimes take place. [read post]
24 Oct 2016, 6:32 am
Merrill Lynch alleged that it fired the brokers for just cause because they improperly handled acustomer complaint by not immediately informing their employer of the client’s dissatisfaction.After Merrill Lynch’s claim was filed, the two brokers filed a counterclaim alleging fraud, defamation and tortious interference with an existing contract, asserting that there was no cause for termination and that Merrill Lynch had a financial incentive to fire them.In its… [read post]
PROF. JOSEPH CAMPBELL: Four weeks on: No answer from WaPo about empty links to Jessica Lynch storie…
25 May 2012, 5:38 am
The Post last month described the Vogue matter as “an almost-unheard-of step for a mainstream media organization. [read post]
17 Aug 2015, 7:04 am
He was moved to a rural prison 100 miles away in Milledgeville where, within a matter of weeks, an inmate slit Frank’s throat.Frank survived the attack. [read post]
