Search for: "Michael S. Piwowar" Results 21 - 40 of 156
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20 Jul 2017, 3:00 am by John Jenkins
“For shareholder lawsuits, companies can come to us to ask for relief to put in mandatory arbitration into their charters,” said Michael Piwowar, a Republican member of the U.S. [read post]
31 Mar 2017, 8:23 am by John Jascob
Senators have written to the SEC Inspector General asking for an investigation into whether several recent moves by Acting Chair Michael Piwowar, including his call for additional public comment on the already-approved pay ratio rule, are legally permissible. [read post]
8 Oct 2014, 3:29 am
Securities and Exchange Commission ("SEC") Commissioner Michael S. [read post]
12 Mar 2018, 7:30 am by John Jascob
By John Filar Atwood The SEC should continue to invest in both RegTech and FinTech, even if the benefits from such investments will be years down the road, according to SEC Commissioner Michael Piwowar. [read post]
2 Mar 2017, 10:49 am by Renae Lloyd
Michael Piwowar says removing “artificial distinction” of accredited investor would boost returns, portfolio diversification At the annual SEC Speaks conference held in Washington D.C. on Friday, Michael Piwowar, the acting chairman of the Securities and Exchange Commission, argued that the current definition of accredited investor needs an overhaul. [read post]
23 Feb 2015, 6:53 am by Mark Astarita
"For more information, go to SEC's Piwowar Seeks Guidelines Governing When SEC Will Bring Cases as APs . [read post]
2 Feb 2017, 6:00 am by Scott H. Kimpel
On January 31, 2017, Acting SEC Chairman Michael Piwowar issued a statement instructing the SEC staff to reconsider whether its 2014 guidance on the conflict minerals disclosure rule is still appropriate and whether any additional relief for public companies is appropriate. [read post]
8 Feb 2017, 1:12 pm by Scott H. Kimpel
On February 6, 2017, Acting SEC Chairman Michael Piwowar issued a statement instructing the SEC staff to reconsider the implementation of the SEC’s “pay ratio” rule based on any comments submitted and to determine as promptly as possible whether additional guidance or relief may be appropriate. [read post]
6 Aug 2014, 5:17 am
Securities and Exchange Commission (“SEC”) Commissioner Michael Piwowar expressed concerns to SEC Chair Mary Jo White that the deliberations and voting during a September 12, 2013, Executive Session Commission Meeting about J.P. [read post]
6 Aug 2017, 6:46 am
If Piwowars statements…mark a new SEC policy on mandatory arbitration, they could be the beginning of the end of securities fraud class actions. [read post]