Search for: "Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission," Results 21 - 40 of 43
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25 Nov 2016, 1:43 pm by Walied Soliman
  For a summary of the Commissions reasons for and against the Proposed Rules, see Commissioner Michael S. [read post]
27 Oct 2016, 6:42 am
Securities and Exchange Commission, on Thursday, October 27, 2016 Editor's Note: Michael S. [read post]
29 Sep 2016, 9:30 pm by Justin Daniel
” The Securities and Exchange Commission (SEC) unanimously voted to propose a rule that would shorten the settlement time for broker-dealer securities transactions from three days, referred to as T+3, to two days, or T+2. [read post]
14 Apr 2016, 6:23 am
Securities & Exchange Commission, on Thursday, April 14, 2016 Editor's Note: Michael S. [read post]
5 Mar 2016, 6:21 am
Securities & Exchange Commission, on Saturday, March 5, 2016 Editor's Note: Michael S. [read post]
16 Dec 2015, 6:01 am
Securities & Exchange Commission, on Wednesday, December 16, 2015 Editor's Note: Michael S. [read post]
8 Sep 2015, 5:08 pm by Kevin LaCroix
But because so many U.S. corporations are organized under the state’s laws, legal developments in tiny Delaware loom large in the corporate and securities legal scene. [read post]
7 Sep 2015, 2:47 pm by Kevin LaCroix
Michael Carter breached their fiduciary duties in connection with the November 2013 transaction in which an entity Murdock controlled acquired the 60% of Dole’s shares that Murdock did not already own. [read post]
24 Jul 2015, 6:33 pm by John Jascob
SEC, Commissioners Daniel Gallagher and Michael Piwowar have called on the Commission to address retroactive collateral bars that have been entered since the enactment of the Dodd-Frank Act. [read post]
5 May 2015, 9:30 pm by Brandon Kenney
As with the SEC’s 2013 proposed rule on disclosure of pay gaps, Republican SEC Commissioners Daniel Gallagher and Michael Piwowar voted against the proposal announced last week on pay and performance disclosure. [read post]
16 Nov 2014, 9:05 pm by Walter Olson
Bank of America, see last page] Two SEC commissioners warn that campaigned-for “fair fund” to compensate investors in CR Intrinsic inside trading case “likely to benefit only class-action attorneys and the fund’s administrators” [Daniel Gallagher and Michael Piwowar, WSJ] “U.S. veterans sue [major European] banks, claim they should pay for Iraq attacks” [Alison Frankel, Reuters] Tweet Tags: administrative… [read post]