Search for: "Officer Oxley"
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11 Dec 2023, 1:18 pm
., by filing a document with a state or tribal government office. [read post]
3 Dec 2023, 9:05 pm
In that sense, our experiment is similar to studies that examine how firm performance changed because of changes in board independence mandated by the Sarbanes Oxley Act (SOX). [read post]
12 Nov 2023, 9:01 pm
This scenario underscores the heightened responsibility CISOs have, especially when involved with Sarbanes-Oxley Act (SOX) certification processes. [read post]
7 Nov 2023, 6:30 am
The Sarbanes-Oxley Act of 2002, which created the PCAOB, doesn’t mention what the PCAOB calls ‘contributory liability. [read post]
29 Oct 2023, 3:10 pm
One consequence of that is the public seems to have a poor opinion of corporate officers and directors. [read post]
10 Oct 2023, 4:44 pm
Scalia” all do a fine job during a breezy 90 minutes on the statutory question under Sarbanes-Oxley. [read post]
3 Oct 2023, 9:01 pm
Subject to court approval, the CEO agreed to a $125,000 civil penalty and a three-year officer and director bar. [read post]
2 Oct 2023, 9:00 am
Office Depot, LLC, the Eleventh Circuit adopted an employer-friendly “totality of the circumstances” standard for evaluating whether a plaintiff’s belief was “reasonable. [read post]
2 Oct 2023, 9:00 am
Office Depot, LLC, the Eleventh Circuit adopted an employer-friendly “totality of the circumstances” standard for evaluating whether a plaintiff’s belief was “reasonable. [read post]
27 Sep 2023, 7:54 am
As a result, the SEC did not pursue a clawback action against them under Section 304 of the Sarbanes-Oxley Act of 2002. [read post]
19 Sep 2023, 6:22 am
” “The US drastically curtailed the consulting work accounting firms can do for audit clients in the Sarbanes-Oxley Act, passed in 2002 after the Enron scandal. [read post]
6 Sep 2023, 9:05 pm
Our ideal compliance officer might weigh, along with the rest of the corporate team, a given tool’s productivity benefits versus its misconduct risk. [read post]
1 Sep 2023, 12:43 pm
Generally, the government explained, Congress can vest appointment of inferior officers in department heads and limit the removal of those inferior officers. [read post]
29 Aug 2023, 3:15 am
This Proskauer blog summarizes the Court’s reasoning on this aspect of the decision: The court held that the certifications “signal that they are opinions by stating that they are ‘based on [the] knowledge’ of the officer,” and “there is no allegation that the opinion is actionable on the ground that it was not based on the officer’s knowledge. [read post]
28 Aug 2023, 10:01 am
The SEC Office of Investor Education and Advocacy issued an investor bulletin warning crypto investors about the dangers of trusting audits that don’t follow SEC rules and Public Company Accounting Oversight Board standards. [read post]
18 Aug 2023, 4:56 am
Chamber of Commerce argue that the Sarbanes-Oxley whistleblower statute requires the plaintiff to prove the employer’s retaliatory intent. [read post]
7 Aug 2023, 9:09 pm
” Specifically, recommending two types of noncompliance that auditors should plan to identify, evaluate and, if necessary, communicate – systemic noncompliance, and noncompliance by senior officers or senior management responsible for a quantitatively material amount of revenue, profit or fixed assets. [read post]
5 Aug 2023, 4:35 pm
Section 1512 is part of the Sarbanes-Oxley act, passed in the wake of the Enron scandal. [read post]
28 Jul 2023, 1:02 pm
However, the Sarbanes Oxley Act was founded and established new requirements for public companies to improve financial reporting and accountability. [read post]
26 Jul 2023, 9:03 pm
To be clear, the disclosure obligation will arise only after the company determines a cybersecurity incident was material, not simply after the incident has occurred.[2] Congress recognized the benefits to investors of current reporting in enacting the Sarbanes-Oxley Act of 2002.[3] Through the Act, Congress required companies to “disclose to the public on a rapid and current basis such additional information concerning material changes in the financial condition or operations of the… [read post]
