Search for: "Patrick Cole"
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17 Jun 2022, 12:03 pm
The subject of the Complaint was Western International Securities, and five of its registered brokers, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan. [read post]
17 Jun 2022, 7:23 am
According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail investors. [read post]
16 Jun 2022, 8:53 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds to retirees and… [read post]
16 Jun 2022, 7:05 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan –…Read the Full Press ReleaseHave a securities law question? [read post]
20 Dec 2021, 5:30 am
The Sun political editor Harry Cole has warned of the “systematic decay of freedom of the press” after collecting the “Scoop of the Year” prize at the British Journalism Awards, for revealing the Hancock affair. [read post]
24 Sep 2021, 8:43 am
In this cartoon series, superhero villains are rival lawyers and the clients are famous cartoon characters, such as Top Cat, The Flintstones, Scooby-Doo, The Jetsons, Yogi Bear, and more.Cast: Gary Cole, Stephen Colbert, Paget Brewster, and Peter MacNicol.Genre: Cartoon Sitcom/ParodyNetwork: Cartoon Network/Adult SwimSeasons: 4 How to Get Away With Murder Plot: Annalise Keating is a brilliant criminal lawyer and renowned professor at Middleton University. [read post]
13 Jul 2021, 9:17 am
INTRODUCTION In the first of these two Slaw posts, I wrote about the two inquiries into Ontario Court of Justice (“OCJ”) judge Donald McLeod’s alleged misconduct. [read post]
2 May 2021, 11:54 am
Total CEO Patrick Pouyanné was appointed to the board of the prestigious science and technology university École Polytechnique in 2018. [read post]
25 Mar 2021, 4:03 am
(Wealthmanagement by Patrick Donachie)Arizona Rubber-Stamps Trajan Wealth’s Ownership... [read post]
12 Mar 2021, 3:00 am
National/Federal Another Oath Keeper with Links to Roger Stone Charged in Capitol Riot Politico – Kyle Cheney and Josh Gerstein | Published: 3/9/2021 A second member of the Oath Keepers militia who provided security to longtime Donald Trump adviser Roger Stone has been charged with storming and breaching the Capitol. [read post]
21 Jan 2021, 8:30 pm
National/Federal As Trump’s Presidency Recedes into History, Scholars Seek to Understand His Reign – and What It Says About American Democracy MSN – David Nakamura (Washington Post) | Published: 1/18/2021 President Trump’s four years in office ended after a reign defined by constant chaos, corruption, and scandal, a tenure that numerous scholars predict is destined to rank him among America’s worst presidents. [read post]
10 Aug 2020, 7:09 pm
Supreme Court”: Patrick Anderson of The Providence Journal has this report. [read post]
12 Mar 2020, 6:01 pm
Christopher Smith, Plaintiff, represented by Ramona Veronica Ladwig, Kazerouni Law Group, Anthony Patrick Chester, Hyde & Swigart & Seyed Abbas Kazerounian, Kazerouni Law Group APC.Moss Law Firm PC, Defendant, represented by Rebecca Anne Moss, Moss Law Firm PC & Michael Allen Moss, Moss Law Firm PC.MEMORANDUM OPINION AND ORDERSIDNEY A. [read post]
31 Jan 2020, 2:21 pm
” “Of course,” Magistrate Judge Cole explained, “it’s not. [read post]
12 Jul 2019, 3:00 am
National/Federal 2020 Democrats Vow to Get Tough on Lobbyists The Hill – Alex Gangitano | Published: 7/7/2019 Democratic presidential hopefuls are taking aim at the lobbying world, vowing to enact sweeping reform proposals if they win election. [read post]
11 Jul 2019, 8:00 am
Key Findings Twenty-three states and the District of Columbia had notable tax changes take effect on July 1, 2019. [read post]
20 Jun 2019, 4:00 am
Since the results were “promising” (in the sense that I felt I would have something to say about it), I asked Patrick Bourdon, one of Lexum’s awesome programmers, to help me retrieve data about all decisions issued by the three judicial courts in Québec, namely the Cour du Québec (CQ), the Cour supérieure (CS) and the Cour d’appel (CA) over the same period. [read post]
17 Mar 2019, 1:31 pm
"Almanac did Nat King Cole and Nature did cardinals in Loganville, PA (in York County and home to Browns Orchards & Farm Market). [read post]
17 Feb 2019, 9:45 am
Today’s post—our eighth—in recognition, honor, and celebration of Black History Month, provides a link to a reading guide on the Haitian Revolution as well as material from a prior post on that revolution in the art of Jacob Lawrence (September 7, 1917 – June 9, 2000), an African-American painter, storyteller, and professor of art at the University of Washington in Seattle. [read post]
22 Jan 2019, 2:30 am
Ryan Gabrielson ProPublica Originally published at ProPublica January 17 , 2019 At the FBI Laboratory in Quantico, Virginia, a team of about a half-dozen technicians analyzes pictures down to their pixels, trying to determine if the faces, hands, clothes or cars of suspects match images collected by investigators from cameras at crime scenes. [read post]
