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16 Jan 2012, 7:03 pm by Kyle Hulten
Some Background on Securities Registration Exemptions Under the Securities Act of 1933 (the ’33 Act), a private securities offering is exempt from the registration statement and prospectus requirements of public securities offerings. [read post]
26 Jul 2023, 10:50 am by jeffreynewmanadmin
The rules require comparable disclosures by foreign private issuers on Form 6-K for material cybersecurity incidents and on Form 20-F for cybersecurity risk management, strategy, and governance. [read post]
7 Aug 2013, 6:32 am by Rich Vetstein
Owner-occupied dwellings with 6 or less units are exempt from the inspection requirements (but still must register). [read post]
7 May 2009, 12:18 am
April 6, 2009)(registration required), illustrates an important principle of law. [read post]
30 Oct 2019, 9:06 am by Tom Zagorsky
As noted, most states exempt private fund advisers from registration obligations arising under those states’ “Blue Sky” investment advisory laws. [read post]
21 Feb 2024, 1:03 am by Giesela Ruehl
We are please to announce that registration for the  next bi-annual conference of the European Association of Private International Law (EAPIL) is now open! [read post]
9 Jun 2011, 1:01 pm by Doug Cornelius
If you’re a private fund manager you have been worried about the looming July 21 deadline for registration. [read post]
26 Jan 2012, 3:47 pm by Alexander J. Davie
The Managed Funds Association recently submitted a comment letter to the Securities and Exchange Commission dated January 6, 2012 requesting the SEC to amend Rule 502(c) of Regulation D to exempt private funds, such as hedge funds, private equity funds, and venture capital funds, from the ban on general solicitation and advertising under Regulation D. [read post]
28 Oct 2022, 5:27 am by Jan von Hein
Mansel: Liberalization of the Private International Law of Marriage and Registered Civil Partnership: Remarks on the Place of Marriage and Registration as Connecting Factors According to the new proposal of the German Council for Private International Law, the law of the “place of marriage” is to govern the establishment of a marriage or registered civil partnership. [read post]
6 Mar 2012, 5:00 am by Doug Cornelius
Sources: Secretary Galvin Adopts New Regulations New Regulations effective February 3, 2012 (PDF, 131 KB) Letter Approving New Regulations (dated 1/19/2012) (PDF, 90 KB) NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule (.pdf) Massachusetts rule exempting many private fund advisers takes effect in IA Watch State Investment Adviser Registration Requirements for Private Fund Managers Part 2: The Southeast State Investment… [read post]
9 Jun 2013, 3:35 pm by Alexander J. Davie
At best, issuers will find this exemption to be a less expensive form of IPO rather than a way for private companies to raise equity (and remain private). [read post]
26 Jul 2023, 12:23 pm
The new rules will require registrants to disclose on the new Item 1.05 of Form 8-K (and for foreign private issuers in Form 6-Ks) any cybersecurity incident they determine to be material and to describe the material aspects of the incident's nature, scope, and timing, as well as its material impact or reasonably likely material impact on the registrant. [read post]
19 Oct 2010, 11:04 pm by Gilles Cuniberti
Related posts:The Impact of Art 6(1) of the ECHR on Private International Law There is a substantial article by Professor James Fawcett (University... [read post]
12 Nov 2021, 9:53 am by Overhauser Law Offices, LLC
Registration Number Word Mark 6536350 SOILAX 6535399 FEUERSTOCK 6535162 INDIANA MUNICIPAL POWER AGENCY 6541281 6534899 WEAVER POPCORN HYBRIDS 6534700 AFTER THE CRASH 6534635 #ROOTCAUSERACISM 6534553 LIONSHEAD 6534322 CHICAGOLAND CHAMPIONSHIP WRESTLING 6541129 6534098 CHOCOLATE KINKS & KURLS 6541118 KANKAKEE LIVE 6534060 COCOJO’S A ZOOMERS RV RESORT 6534039 RM PRIVATE SALES 6541064 THE SPAGHETTI JUNCTION 6540982 SUMMIT VENDING 6540976 MY SNACK BOX CLUB 6533638 NO LACK… [read post]
17 May 2024, 1:29 pm by Jocelyn Buckely
Thursday June 6, 5:30 - 6:30 PM Join the FBA for our next Evening with the FBA event which is a private tour of the Helis Foundation John Scott Center. [read post]
29 Jan 2009, 2:44 pm
Requirements for Exemptions: An investment company that satisfies either §6(a)(6) or §6(a)(7) will be exempted from the normal registration and filing requirements of the ICA. [read post]