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Regulation Best Interest, Form ADV Part 3 and the Fiduciary Standard

6 Jun 2019, 3:00 am by Doug Cornelius

Sources: Form CRS Relationship Summary; Amendments to Form ADVRegulation Best Interest: The Broker-Dealer Standard of ConductCommission Interpretation Regarding Standard of Conduct for Investment AdvisersCommission Interpretation Regarding the Solely Incidental Prong of the Broker-Dealer Exclusion from the Definition of Investment AdviserStatement Regarding the SEC’s Rulemaking Package for Investment Advisers and Broker-Dealers – Rick Fleming, Investor Advocate Statement on Final… [read post]

Compliance Building - http://www.compliancebuilding.com

Thursday Thinkpiece: When Canadian Courts Cite the Major Philosophers–Who Cites Whom in Canadian Caselaw

21 Feb 2019, 4:00 am by Administrator

Smithers.[68] Dickson J. [read post]

Slaw - http://www.slaw.ca

November 2018 New Books

3 Dec 2018, 12:50 pm by Barbara Moreno

POLITICS Joel Cohen with Dale J. [read post]

The Reporter - https://texastechlawlibrary.wordpress.com

Never Too Late: if you missed the IPKat last week!

2 May 2018, 12:22 am

PatentsPremaitha's strike out gamble fails before Carr J in new Illumnia patent battle. [read post]

IPKat - http://ipkitten.blogspot.com/

Argument analysis: Redistricting again divides justices

24 Apr 2018, 6:01 pm by Amy Howe

” Allison J. [read post]

SCOTUSblog - http://www.scotusblog.com/

Year In Review, 2017.

29 Dec 2017, 2:00 pm

Martin, Noah J. [read post]

Law Religion Culture Review - http://lawreligionculturereview.blogspot.com/

[Jonathan H. Adler] D.C. Circuit rejects judicial review of drone strikes (but at least one judge is unhappy about it)

30 Jun 2017, 5:04 pm by Jonathan H. Adler

J. 283, 441 (2011). [read post]

The Volokh Conspiracy - http://www.volokh.com/

Conference: Accountability and International Business Operations: Providing Justice for Corporate Violations of Human Rights, Labor and Environmental Standards

18 May 2017, 12:06 am

12:05 - 12:20 Aleydis Nissen (Cardiff University) – Between the Devil and the Deep Sea? [read post]

Law at the End of the Day - http://lcbackerblog.blogspot.com/

Weekly Roundup: April 7–13, 2017

14 Apr 2017, 5:58 am

Bachelder, McCarter & English LLP, on Monday, April 10, 2017 Tags: Bonuses, Clawbacks, Earnouts, Equity-based compensation, Executive Compensation, Incentives, Long-Term value, Management, Pay for performance, Stock options Dealmakers Expect a “Trump Bump” on M&A Posted by Steven Lipin, Brunswick Group LLP, on Monday, April 10, 2017 Tags: Antitrust, Cross-border transactions, Donald Trump, Mergers & acquisitions, Proxy fights, Securities regulation, Settlements,… [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Argument analysis: Some skepticism, some support for immigrant facing deportation after bad legal advice

28 Mar 2017, 2:20 pm by Amy Howe

John J. [read post]

SCOTUSblog - http://www.scotusblog.com/

Science Day Should Be Every Day in Our Courtrooms — Part I

24 Mar 2017, 8:00 am by Schachtman

Kerkvliet). 3 See, e.g., Barbara J. [read post]

Tortini - http://schachtmanlaw.com/blog/

In Honor of International Women's Day, Some Films That Include Female Lawyer and Judge Characters #IWD2017 #IWD

8 Mar 2017, 11:28 am by Christine Corcos

J. [read post]