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31 Jan 2024, 9:01 pm
”[15] We note that some courts have credited short-seller reports under particular circumstances at the pleading stage.[16] This line of cases often cites older decisions, which rejected the premise that short-sellers are the functional equivalent of confidential witnesses and must be evaluated under the PSLRA’s pleading standard for confidential sources. [read post]
29 Jan 2024, 10:48 pm
The late, great George Carlin once said, “I think it’s the duty of the comedian to find out where the line is drawn and cross it deliberately. [read post]
25 Jan 2024, 6:06 pm
These distributions are taxable to the extent of any ordinary income and capital gains included in the distribution, according to FINRA’s recent investor alert. [read post]
21 Jan 2024, 12:30 pm
Endeavor Capital North, 93 Mass. [read post]
18 Jan 2024, 8:35 am
The line between the productive and condemnable government engagement is murky and fluid. [read post]
2 Jan 2024, 11:26 am
The premium received adds to the investor’s bottom line regardless of the outcome. [read post]
18 Dec 2023, 3:25 am
Since the underlying legal malpractice claim is dismissed, the claim for disgorgement must be dismissed as well (see Cambridge Capital Real Estate Invs., LLC v Archstone Enter. [read post]
13 Dec 2023, 3:42 pm
The public indifference to the House’s antics this week will be justified. [read post]
11 Dec 2023, 1:18 pm
This feature is often used to protect the owner’s privacy or for strategic reasons. [read post]
11 Dec 2023, 4:54 am
There’s a line of case law for that. [read post]
30 Nov 2023, 4:50 am
” The district court denied Speech First’s motion for a preliminary injunction against the university’s policy. [read post]
27 Nov 2023, 11:59 am
In plain terms, the sicker the MA Plan’s enrollees, the higher the capitated payments the MA Plans receive. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
31 Oct 2023, 9:05 pm
”[22] Bottom Line: The Sacklers still have $5 billion and escaped bankruptcy. [read post]
24 Oct 2023, 9:01 pm
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
19 Oct 2023, 11:55 am
LPL Financial LLC (2023) 91 Cal. [read post]
17 Oct 2023, 6:45 am
Based on both bills’ legislative history, CARB may adopt a definition in line with existing California law. [read post]
16 Oct 2023, 4:24 am
” SiO2 In 2011, Abrams formed SiO2, a medical device company focused on the development of glass-lined plastic vessels. [read post]
9 Oct 2023, 4:22 am
Leasing, development, and operation costs for the four locations exceeded $2.2 million (exceeding by $1 million the initial investors’ capital investment of $1.2 million). [read post]
