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10 Sep 2020, 11:05 am
By Cailie Currin, President / CEO In a September 9, 2020, piece in the National Law Review by Fred Reish titled Regulation Best Interest: Best Interest and Suitability – How They Differ (Part 1), there is an interesting example posed that highlighted to me a key difference between the approach taken by Reg BI and NY’s Regulation 187 Suitability and Best Interests in Life Insurance and Annuity Transactions. [read post]
29 Jul 2020, 8:56 am
As many of you know, last year Currin Compliance Services merged with Landon Associates in order to expand our insurance compliance portfolio to include critical anti-money laundering (AML) services. [read post]
15 Jun 2020, 12:43 pm
By Cailie Currin, President & CEO June 15 is Elder Abuse Awareness Day and June has been declared Elder Abuse Awareness Month by the UN General Assembly. [read post]
1 Apr 2020, 1:35 pm
FinCEN’s news release of 3/16/2020 calls on financial institutions to be vigilant for fraud and cybercrime. [read post]
21 Jan 2020, 7:07 am
Contact Currin Compliance Services to have an Independent AML Audit (as required by the BSA) to help you pinpoint your vulnerabilities and strengthen your AML, fraud, and cybersecurity programs. [read post]
9 Dec 2019, 2:09 pm
Independent AML audits must:be based on your company’s AML, fraud, and OFAC risk,include extensive testing of controls, andbe performed by a competent party who is independent of compliance reporting lines.We leverage extensive insurance experience with AML, fraud, and OFAC knowledge to offer: independent AML audits,AML risk assessments,AML programs,AML policies & procedures,AML & OFAC training,rule optimization,vendor selection, andAML transaction monitoring system… [read post]
14 Nov 2019, 8:06 am
This can help confirm suspicion of agent fraud (for example, premium rebating or other illicit funding) or avoidance of reporting cash (such as conversion of large cash payments to cashier’s checks or wires for submission to the company). [read post]
16 May 2019, 11:45 am
In Currin v. [read post]
4 Mar 2019, 12:22 pm
Currin Compliance Services is excited to announce our new Standard of Care Center (SCC) — an online collection of materials on the various fiduciary standards and suitability regulations, including NY’s new Reg 187. [read post]
13 Dec 2018, 1:10 pm
That’s precisely what you get when you engage with Currin Compliance Services (CCS). [read post]
9 Oct 2017, 11:35 am
Our one-day Currin Insurance Compliance Symposium on November 3rd in Hartford, CT is fast approaching. [read post]
21 Mar 2017, 8:50 am
The Currin Insurance Compliance Education Program (CICEd) is a comprehensive training platform. [read post]
29 Nov 2015, 6:18 am
Egypt on King Tut's tomb. [read post]
11 Mar 2015, 5:21 pm
S. [read post]
10 Mar 2015, 1:18 pm
As I write in my article, Currin v. [read post]
9 Mar 2015, 9:12 am
Here's Sasha Volokh with some detail on the case, in which he'd filed an amicus brief:I argued in my brief that, regardless whether Amtrak is public or private, the delegation is fine under conventional non-delegation doctrine: Currin v. [read post]
9 Mar 2015, 8:41 am
Currin v. [read post]
21 May 2014, 6:54 am
Currin 9. [read post]
14 Apr 2014, 12:01 pm
In Friday’s post, I reproduced the basic argument of why, as Currin v. [read post]
11 Apr 2014, 10:50 am
” Currin, 306 U.S. [read post]
