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28 Jan 2022, 10:49 am
What’s the Difference Between O and P Visas? [read post]
8 Aug 2011, 4:22 pm
To see the document that caused all of the fuss, visit S&P's website here. [read post]
30 Apr 2019, 6:57 am
The SEC’s Office of Compliance Inspections and Examinations recently conducted examinations of privacy notices and safeguarding policies of SEC-registered investment advisers and broker-dealers adopted pursuant to Regulation S-P. [read post]
17 May 2024, 4:30 am
Regulation S-P has been around since 2000 and was adopted pursuant to the Gramm-Leach-Bliley Act. [read post]
12 Aug 2011, 6:00 am
According to a short piece from Reuters his morning, the SEC has asked rating agency Standard & Poor's (S&P) to disclose which employees knew of its decision to downgrade U.S. debt before it was announced last week, the Financial Times said, citing people familiar with the matter. [read post]
14 Nov 2022, 1:20 pm
The Securities and Exchange Commission today charged S&P Global Ratings, a nationally recognized statistical rating organization (NRSRO) registered with the Commission, with violating conflict of interest rules designed to prevent sales and marketing…Read the Full Press ReleaseHave a securities law question? [read post]
7 Aug 2011, 9:16 am
This mistake undermined the economic justification for S&P’s credit rating decision. [read post]
17 May 2021, 6:26 am
The Securities and Exchange Commission today announced settled charges against S&P Dow Jones Indices LLC for failures relating to a previously undisclosed quality control feature of one of its volatility-related indices, which led S&P DJI to…Read the Full Press ReleaseHave a securities law question? [read post]
9 Sep 2018, 5:35 am
Additional Resources: Aretha Franklin Died Without a Will, and Estate Issues Loom, Aug. 22, 2018, By Ben Sisario, The New York Times More Blog Entries: When Siblings Fight Over a Parent’s Will in Florida, Aug. 30, 2018, Fort Lauderdale Probate Attorney Blog The post How to R-E-S-P-E-C-T a Loved One’s Wishes When They Leave No Will appeared first on Broward Injury Lawyer Blog. [read post]
6 Aug 2011, 9:00 am
Citing "political brinkmanship” which has made the government's ability to manage its finances “less stable, less effective and less predictable” S&P dropped the credit rating for the United States government.Our politicians have completely and utterly screwed us, once again. [read post]
1 Dec 2005, 12:38 pm
Ariz. 2005), in which the court held that Section 522(p)'s homestead limitation does not apply to debtors in opt-out states. [read post]
2 Feb 2011, 6:59 am
S-P. [read post]
27 Jun 2018, 12:49 pm
Shapiro’s post appeared first on Law Office of David P. [read post]
12 Oct 2023, 1:15 am
The post R-E-S-P-E-C-T: Find Out What It Means To…Your Estate Plan appeared first on The Mendel Law Firm, L.P.. [read post]
26 Jan 2009, 5:33 am
(NYSE:SOV) in the S&P 500. [read post]
20 Mar 2021, 2:39 pm
As Stimulus Is Deployed, The S&P 500 Is Buzzing With Rotation Questions This week, $400 billion in direct stimulus payments began flowing into the bank accounts of US households, courtesy of the American Rescue Plan. [read post]
22 Apr 2019, 10:27 am
By Kristina Neff Burland On April 16, the Securities and Exchange Commission (SEC)’s Office of Compliance Inspections and Examinations (OCIE) released a new Risk Alert that identifies common compliance issues facing investment advisers and broker-dealers with respect to the privacy notice and safeguard policy requirements of Regulation S-P. [read post]
26 May 2009, 8:55 am
For a partial list of Supreme Court nominee Judge Sonia Sotomayor's opinions, see http://documents.nytimes.com/selected-cases-of-judge-sonia-sotomayor#p=1 From SCOTUSBlog: a post on the nominee's civil opinions From Sports Law Blog: her sports law opinions From Religion Clause: her religion opinions [read post]
15 Aug 2011, 11:49 am
Even if the Securities and Exchange Commission finds that information Standard & Poor's downgrade of the United States' debt was improperly disclosed, proving insider trading will be very difficult. [read post]
4 Jun 2010, 6:20 am
Deven Sharma discusses how Standard & Poor's has changed since the subprime mortgage crisis erupted and how it is approaching the regulatory changes coming from Congress. [read post]
