Search for: "SEC v. Team Resources"
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21 May 2020, 12:55 pm
Dale, Alexandra V. [read post]
11 Apr 2022, 8:08 am
And it’s in the 2017 version of that resource from the even earlier version of that session (available here, with standard caveats that often updates, edits and removals are done for a reason) includes a specific story of law firm audit letters playing a role in a DOJ matter: SEC v. [read post]
13 Jan 2021, 9:05 am
Liu v. [read post]
14 Jan 2015, 8:08 am
At the end of the month, IMS’s general counsel emailed the company’s management team on how IMS should respond. [read post]
21 Aug 2010, 5:00 am
In Fleszar v. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
12 Dec 2017, 4:36 pm
This new team will “apply the lessons learned from [past securities fraud] cases and leverage data analytics and technology to identify large-scale misconduct affecting retail investors. [read post]
23 Mar 2010, 5:38 pm
Fleszar v. [read post]
22 Sep 2004, 10:41 am
That's what matters, since the vehicle you use is a habeas petition under sec 2241. [read post]
15 May 2024, 9:01 pm
”[9] So in order for a less-experienced accountant on an engagement team to be empowered to exercise such skepticism, they need the unwavering support of engagement team and firm leadership, who should shield members of the engagement team from client pressure and resist the desire to wrap up an engagement quickly so that they can move on to the next book of business. [read post]
28 Dec 2010, 10:04 pm
See Public Law 111-84, Sec. 506(b)(1) (National Defense Authorization Act for Fiscal Year 2010). [read post]
25 Jun 2015, 5:58 pm
Sec. 875(c)) makes it a crime to transmit in interstate commerce communications containing threats to injure someone. [read post]
19 Oct 2023, 9:05 pm
In a recent report, Viral V. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
8 Apr 2007, 12:08 pm
I think the Cadence v. [read post]
28 Jun 2010, 2:11 am
Supreme Court’s decision in Morrison v. [read post]
Two Pending Cases Before the U.S. Supreme Court Could Substantially Impact New Jersey Employment Law
2 Feb 2024, 8:05 am
The appellant in Relentless, Inc. v. [read post]
22 Jan 2024, 9:01 pm
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
21 Oct 2018, 4:59 pm
The Social Media Law Bulletin has highlighted the case of SEC v Elon Musk. [read post]
29 Mar 2018, 11:42 am
The March 23rd decision in Laccetti v. [read post]
