Search for: "Salomon Smith Barney, Inc."
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7 May 2012, 12:09 pm
Salomon Smith Barney, Inc., 39 Ca. 4th 95 (2006), and several other district court decisions, but it is at odds with some other decisions that found the Wiretap Act preempted state law. [read post]
3 Oct 2011, 12:30 pm
His employer at the time was Salomon Smith Barney. [read post]
29 Jun 2011, 7:16 pm
Salomon Smith Barney, Inc., 530 U.S. 238 (2008) which examined a similar issue with respect to § 1132(a)(3) and noted that the section “makes no mention at all of which parties may be proper defendants—the focus, instead, is on redressing the ‘act or practice which violates any provision of [ERISA Title I]’” Given the Supreme Court’s analysis of § 1132(a)(3), the Ninth Circuit could “see no reason to read a… [read post]
29 Jun 2011, 8:15 am
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court addressed a similar question of who can be sued under a similar statute, 29 U.S.C. [read post]
27 Jun 2011, 12:02 pm
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court had addressed the question of who can be sued under a different subsection of Section 1132(a), specifically subsection 1132(a)(3). [read post]
27 Jun 2011, 10:48 am
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court had addressed the question of who can be sued under a different subsection of Section 1132(a), specifically subsection 1132(a)(3). [read post]
24 Jun 2011, 12:50 am
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), in support of this proposition. [read post]
22 Jun 2011, 7:11 pm
Salomon Smith Barney, Inc. held a participant may sue a non-fiduciary for "other appropriate equitable relief" under ERISA § 502(a)(3). [read post]
15 May 2011, 8:48 am
Elias, former registered representatives of Salomon Smith Barney, Inc., and sustained the censures NYSE imposed against Spartis and Elias for misleading marketing materials sent to employees... [read post]
17 Apr 2011, 10:59 am
Salomon Smith Barney, Inc., 342 N.J. [read post]
6 Jan 2011, 5:00 am
Salomon Smith Barney, Inc. , 39 Cal.4th 95 (2006). [read post]
16 Apr 2010, 5:00 am
Analyst Jack Grubman (“Grubman”) of Salomon Smith Barney (“Salomon”) allegedly touted the private companies’ expected earnings prior to their respective initial public offerings (“IPOs”). [read post]
31 Mar 2010, 9:37 am
The banks named as co-conspirators include JP Morgan Chase & Co, UBS AG, Lehman Brothers Holdings Inc., Bear Stearns Cos., Bank of America Corp, Societe General, Wachovia Corp (bought by Wells Fargo), former Citigroup Inc. unit Salomon Smith Barney, and two General Electric financial businesses. [read post]
9 Feb 2010, 10:53 am
., a case brought by a group of former WorldCom, Inc. shareholders against Salomon Smith Barney & Co (Citigroup Global Markets, Inc.) and its financial analyst Jack Grubman. [read post]
4 Sep 2009, 2:04 pm
(NFP).She has also held positions with Salomon Smith Barney and CIBC World Markets(formerly Oppenheimer & Co., Inc.). [read post]
2 Apr 2009, 8:36 am
Salomon Smith-Barney, Inc., 218 F.R.D. 149 (S.D. [read post]
8 Nov 2008, 1:48 am
Plaintiffs alleged that an influential research analyst, Jack Grubman, employed by Salomon Smith Barney, Inc. [read post]
8 Nov 2008, 1:48 am
Plaintiffs alleged that an influential research analyst, Jack Grubman, employed by Salomon Smith Barney, Inc. [read post]
30 Sep 2008, 9:41 pm
The class of Metromedia Fiber Network stock buyers complained that Salomon Smith Barney stock analyst Jack Grubman wrote misleading research reports about the company in hopes of getting its business for his Citigroup overlords. [read post]
21 May 2008, 10:26 am
On December 21, 1994, while employed as a securities salesperson for Salomon Smith Barney (Smith Barney), a subsidiary of Citigroup, Inc., David B. [read post]
