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20 Feb 2020, 8:44 am
Spirit of America Energy Fund (SOAEX) was reportedly launched in July 2014, as part of a group of mutual funds based in Syosset, NY and invested 80% of its assets in several aspects of the oil and gas industry. [read post]
10 Feb 2020, 4:08 am
Check out her explanation here. pic.twitter.com/kyyo2wVMZf — Amy Kaufman (@AmyKinLA) February 10, 2020 This is remarkable, as very few young women raised in Syosset, Long Island, are capable of embroidery. [read post]
19 Dec 2019, 10:13 am
Louis Mark Miller (CRD #3054955, Syosset, New York) Without admitting or denying the allegations, Miller consented to the sanction and to the entry of findings that he failed to provide documents and information and appear for on-the-record testimony requested by FINRA in connection with its investigation into allegations that he improperly exercised discretion in customer accounts without prior written authorization.Daniel Gordon Maughan (CRD #2561363, Los Angeles, California)Without… [read post]
3 Dec 2019, 5:45 pm
Syosset, NY-based company Lin’s Waha Int’l Corp. is recalling it’s 8.11-ounce (230G) packages of Suantianyangmei Waxberry and Bingtangyangmei Waxberry because they contain undeclared sulfites and cyclamates. [read post]
20 Jun 2019, 3:05 pm
., a now-defunct broker-dealer located in Syosset, New York, engaged in fraud when he deployed an in-and-out trading scheme that was unsuitable for his customers in order to generate large commissions for himself. [read post]
5 Feb 2019, 1:33 pm
Varghese was also registered with MML Investors Services, LLC in Syosset, New York from February 8, 2010 until June 14, 2010, FINRA states.. [read post]
9 Jan 2019, 7:27 am
Since 1989 Mass has been registered with David Lerner out of the firm’s Syosset, New York office location. [read post]
8 Oct 2018, 10:50 am
Since April 1990 Cavanagh has been registered with David Lerner out of the firm’s Syosset, New York office location. [read post]
3 Oct 2018, 6:43 am
Spirit of America Energy Fund (SOAEX) was launched in July 2014, as part of a group of mutual funds based in Syosset, NY and invested 80% of its assets in several aspects of the oil and gas industry. [read post]
26 Jul 2018, 7:11 am
(FINRA Case #2017054146302) Matthew Evan Eckstein (CRD #2997245, Syosset, New York) – Eckstein was named a respondent in a FINRA complaint alleging that he sold over $1.3 million of “investments” that were neither described in any written materials nor memorialized in a note or other agreement. [read post]
27 Jun 2018, 3:58 pm
Syosset, NY-based stockbroker Matthew Eckstein was recently charged with three counts of second-degree grand larceny, third degree grand larceny, and two counts of first-degree scheme to defraud by the Nassau County District Attorney. [read post]
13 Jun 2018, 10:30 am
According to his FINRA Broker Check report, Eckstein has been a registered advisor with SISK Investment Services in Syosset, NY since 2015. [read post]
13 Jun 2018, 10:16 am
Brian Michael Travers, according to his public, FINRA BrokerCheck report, available online, was previously registered with MML Investors Services in Melville, New York from September 2007 until June 2009, MetLife Securities in Hauppauge, New York from May 2009 until November 2011, Lincoln Financial Advisors in Syosset, New York from November 2011 until November 2013, and MML Investors Services in Melville from November 2013 until April 2017. [read post]
13 Jun 2018, 7:37 am
Investigators say Eckstein, of Syosset, NY, took advantage of the elderly and squandered their money. [read post]
12 Jun 2018, 12:39 pm
It is located in Syosset, New York, and he has been registered with it since September 2015. [read post]
6 Mar 2018, 10:04 am
Early on Saturday morning, Jaime Rivas, 56, of Haddonfield, New Jersey, provoked 911 calls from nearby drivers when he took off down the Long Island Expressway near Syosset – going the wrong way. [read post]
17 Jun 2017, 8:15 am
However, additional improvements are still needed.State Education Department: Variety Child Learning Center, Compliance with the Reimbursable Cost Manual (2016-S-77)Variety, a not-for-profit organization located in Syosset, is a provider of special education services. [read post]
27 Jan 2017, 12:52 pm
Since December 2012 Miranda has been associated with NetWork 1 Financial out of the firm’s Syosset, New York office location. [read post]
4 May 2016, 8:00 pm
It crashed on a residential road in Syosset, Long Island, NY. [read post]
20 Mar 2016, 9:01 pm
Reiser, Esq.of Syosset, represented the father. [read post]
