Search for: "Timothy Trader" Results 21 - 40 of 68
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23 Nov 2016, 9:11 am by John Jascob
On the CFTC side, the term for Chairman Timothy Massad, also a Democratic appointment, runs through April 2017, although it is quite possible he may step aside earlier in deference to the new Trump administration. [read post]
25 Oct 2016, 9:14 am by John Jascob
Treasury or equity securities markets.CFTC Chairman Timothy Massad noted that the CFTC recently issued final rules to require cybersecurity testing by critical market infrastructure. [read post]
24 Oct 2016, 5:00 am by John Jascob
By John Filar AtwoodCFTC Chair Timothy Massad said that the forthcoming supplemental proposal on Regulation AT will be responsive to public feedback in some key areas. [read post]
20 Sep 2016, 9:05 pm by Walter Olson
“Copyright Trolls Now Threatening College Students With Loss of Scholarship, Deportation” [Timothy Geigner, TechDirt] Use the phrase “Law Firm 2.0”? [read post]
12 Mar 2016, 8:23 am by Geoffrey
  Indeed, one cocoa market known to me has a rule that only current traders in that market may be arbitrators at first instance. (2) Awards The decision of the arbitrator or arbitrators – the end of the process: end in both senses, the object and the termination – is the Award. [read post]
6 Jun 2014, 5:00 am by Doug Cornelius
They are not given a special pass to avoid all of modern Wall Street regulation that applies to ever trader out there. [read post]
8 Aug 2013, 6:06 am by Mark Astarita
“Cohn lured fellow military and other investors into his hedge fund by portraying himself as a successful trader who generated massive returns for his investors,” said Timothy L. [read post]
15 Mar 2013, 12:31 pm by Patrick S. O'Donnell
” He reminds them that “Today’s dominant classes, successors to the slave owners as well as the slave traders (English, Portuguese, Dutch, and North American), have inherited a profound scorn for the poor. [read post]
1 Mar 2013, 11:56 am by Mary Jane Wilmoth
Well Advantage Limited, Certain Unknown Traders in the Securities of Nexen, Inc. [read post]
7 Jan 2013, 6:17 am by Christine Nielsen
Under the Misappropriation Theory, the trader does not need to be a company insider. [read post]
29 Aug 2012, 3:18 pm by johntfloyd
Nwaigwe was Watley’s compliance officer and Leonard recruited and supervised the firm’s day traders. [read post]
25 Jul 2012, 10:25 am by Steven Berk
This was enough for then head of the New York Fed and now US Treasury Secretary, Timothy F. [read post]
25 Jul 2012, 10:25 am by Steven Berk
This was enough for then head of the New York Fed and now US Treasury Secretary, Timothy F. [read post]
23 Jul 2012, 12:14 am by Kevin LaCroix
It turns out that among other things, on June 1, 2008, then-New York Fed chair and current Treasury Secretary Timothy Geithner sent Mervyn King and Paul Tucker, the governor and executive director of markets at the Bank of England respectively, an email with a list of suggested “Recommendations for Enhancing the Credibility of Libor. [read post]
24 May 2012, 10:44 am by jleaming@acslaw.org
The JPMorgan debacle centers on a trader in London dubbed the “London Whale,” apparently for playing a central role in a risky hedging strategy that led to the announcement of a $2 billion, likely far higher, trading loss. [read post]