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7 May 2024, 7:35 am
Negligence involving GPB Capital Offerings November 2022 – According to FINRA, between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial negligently failed to disclose to investors crucial information regarding an offering related to GPB Capital Holdings, LLC. [read post]
4 May 2024, 8:31 pm
Insight Global LLC, No. 1:21-cv-1335 (M.D. [read post]
3 May 2024, 8:10 am
Senior executives are defined as holding a “policy-making position” (either the president or CEO of a business entity or one of a number of defined officers with policy-making authority for the business/common enterprise) and earning more than $151,164 annually. [read post]
1 May 2024, 10:16 pm
FINRA penalized LPL Financial LLC, the largest independent broker-dealer in the U.S., for inadequate supervision of direct business transactions, resulting in inaccurate record-keeping. [read post]
1 May 2024, 12:08 pm
LLC v. [read post]
28 Apr 2024, 8:35 am
In 2020, the FCC approved Cumulus’ petition to exceed the 25% limit on foreign investment set out in Section 310(b)(4) of the Communications Act – provided that Cumulus would in the future request specific approval for any new foreign investor proposing to hold more than a 5% voting or equity interest. [read post]
26 Apr 2024, 4:06 pm
Enterprises Int’l, LLC v. [read post]
25 Apr 2024, 9:46 am
Cir. 2019) (following Oil States Energy Servs., LLC v. [read post]
22 Apr 2024, 1:11 pm
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
21 Apr 2024, 2:35 pm
That holding aligns us with every other circuit to have considered the issue. [read post]
16 Apr 2024, 1:00 pm
"); 303 Creative LLC v. [read post]
16 Apr 2024, 12:30 pm
That said, the following are the primary benefits of a land trust: Privacy Concerns Individuals who value privacy in their real estate transactions often find land trusts appealing. [read post]
15 Apr 2024, 4:37 am
According to the Petitioners, Neil also undertook to secretly acquire his other siblings’ non-voting shares in the Corporation, as well as their interests in Kavcon Development LLC, a real property holding LLC that was also divided among the siblings upon their father’s passing. [read post]
8 Apr 2024, 4:22 am
A week later, limited partners holding 74% of the partnership interests in the L.P. by written consent appointed an LLC under their control named Cheloniidae LLC as new general partner. [read post]
4 Apr 2024, 7:38 am
Infrastructure-as-a-Service products to, among other things, notify the Department of Commerce when a foreign person transacts with that provider or reseller to train a large AI model with potential capabilities that could be used in malicious cyber-enabled activity. [read post]
3 Apr 2024, 9:01 pm
Indeed, as one federal court recently stated, “the ‘crypto’ nomenclature may be of recent vintage, but the challenged transactions fall comfortably within the framework that courts have used to identify securities for nearly eighty years. [read post]
29 Mar 2024, 8:58 am
First, the facts, as summarized in the Supreme Court's majority opinion (emphases added): "Through her business, 303 Creative LLC, Lorie Smith offers website and graphic design, marketing advice, and social media management services. [read post]
23 Mar 2024, 10:00 am
Another reminder that Section 230 routinely applies to contract and promise-based claims when the goal is to hold the defendant liable for third-party content. [read post]
22 Mar 2024, 10:48 am
Even if a transaction requires multiple signatories to sign off, you are still considered to have some control over the account. [read post]
22 Mar 2024, 5:57 am
The post 10 Best Gambling Sites In Canada In 2024 31 appeared first on Infinity Law Group LLC. [read post]
