Search for: "United Capital Management, Inc."
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28 May 2013, 12:32 pm
On May 16, Judge Naomi Reice Buchwald of the United States District Court for the Southern District of New York granted a permanent injunction against hedge fund Turnberry Capital Management LP (Turnberry) in its attempt to compel a FINRA proceeding against SunTrust Banks Inc. [read post]
5 Mar 2019, 10:03 am
Avere Financial Group, LLC Axiom Capital Management, Inc. [read post]
20 Jun 2018, 4:54 am
Fiore, and two companies he purportedly owns, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. [read post]
3 Jun 2009, 12:32 am
Australian EnTrust Capital Inc. [read post]
17 Jul 2019, 8:22 am
American Realty, under new management, is now called Vereit Inc. [read post]
24 Apr 2020, 10:26 am
The company was formerly known as MySkin, Inc. and changed its name to United Cannabis Corporation in May 2014 after it reportedly filed a form D to raise capital from investors for the offering MySkin, Inc. [read post]
29 Aug 2018, 6:06 pm
The “Inc. [read post]
2 Apr 2023, 6:30 am
In light of this, there is a much greater need for asset managers to scrutinize corporate lobbying practices and political spending as part of their role as stewards of investors’ capital. [read post]
2 Apr 2023, 6:30 am
In light of this, there is a much greater need for asset managers to scrutinize corporate lobbying practices and political spending as part of their role as stewards of investors’ capital. [read post]
23 Nov 2010, 5:00 am
Lumpkins currently serves as a director of Ecolab, Inc., a cleaning and sanitation products and services provider; a Senior Advisor to Varde Partners, Inc., an asset management company specializing in alternative investments; and a member of the Advisory Board of Metalmark Capital, a private equity investment firm. [read post]
15 Dec 2021, 6:04 am
On July 26, 2021, Steadfast Apartment REIT, Inc. and Independence Realty Trust, Inc. [read post]
17 May 2013, 10:56 am
Hu, Asenqua, Inc., Asenqua Capital Management, LLC, AQC Asset Management, Ltd., and Fireside Capital Management, Ltd.Case number: 09-cv-1177 (United States District Court for the Northern District of California)Case filed: March 18, 2009Qualifying Judgment/Order: April 26, 2013 5/17/2013 8/15/2013 2013-48 SEC v. [read post]
14 Jan 2021, 4:58 pm
TripActions, Inc., an Andreessen-Horowitz backed corporate travel management startup, was one that had to lay off hundreds of employees almost immediately in the early months of the Covid-19 pandemic [1]. [read post]
28 May 2020, 8:02 am
GPB Capital Holdings, Inc. has reportedly raised $1.5 billion in investor equity through various private placement offerings in the automotive retail and waste management sectors. [read post]
11 Jan 2023, 11:01 am
In February 2021, the SEC filed a complaint against GPB Capital and other defendants, alleging, among other things, that the defendants engaged in securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and the United States Department of Justice also brought criminal charges against GPB Capital’s founder and CEO and two other executives, charging, among other things, securities fraud, mail fraud and wire fraud. [read post]
16 Jan 2017, 8:24 am
American Realty Capital Hospitality Trust, Inc. [read post]
20 Jun 2011, 4:47 am
In Janus Capital Group, Inc. [read post]
29 Aug 2018, 8:32 am
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
27 Aug 2018, 5:00 pm
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
23 Sep 2013, 12:50 pm
Joseph Simone; Island Capital Management, Inc., Joseph Lando; Joseph Caracciolo; Alfred Varricchio; Anthony Pianelli; Jill Pianelli; JAP JAP Enterprises, LLC; Brian Fabrizzi; Donald Sorrentino; Anthony Carannante, individually and d/b/a A&C Management; Steven Daronzio, individually and d/b/a/ A&C Management; Rochelle Roman; Shaun Sarnicola; Anthony Tanico; Andrea Lando-Tanico; AJT Ltd; AJGT Ltd.; Michael McCormack; Donna Centola; DMAC… [read post]
